Filing Details
- Accession Number:
- 0001209191-15-046310
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-22 18:24:47
- Reporting Period:
- 2015-05-20
- Filing Date:
- 2015-05-22
- Accepted Time:
- 2015-05-22 18:24:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1469443 | Arcadia Biosciences Inc. | RKDA | Agricultural Chemicals (2870) | 810571538 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1536904 | Dominic Redfern | C/O Gfin Corporate Services Ltd. 9Th Floor, Orange Tower Cybercity, Ebene O4 | No | No | Yes | No | |
1591836 | Fund Agribusiness Mandala | C/O Gfin Corporate Services Ltd. 9Th Floor, Orange Tower Cybercity, Ebene O4 | No | No | Yes | No | |
1642120 | Mandala Agribusiness Co-Investments I Ltd | C/O Gfin Corporate Services Ltd. 9Th Floor, Orange Tower Cybercity, Ebene O4 | No | No | Yes | No | |
1642124 | Tej Gujadhur | C/O Gfin Corporate Services Ltd. 9Th Floor, Orange Tower Cybercity, Ebene O4 | No | No | Yes | No | |
1642125 | Sheokumar Gujadhur | C/O Gfin Corporate Services Ltd. 9Th Floor, Orange Tower Cybercity, Ebene O4 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-05-20 | 8,705,808 | $0.00 | 8,705,808 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2015-05-20 | 375,000 | $8.00 | 9,080,808 | No | 4 | P | Indirect | By Mandala Capital AG Limited |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Indirect | By Mandala Capital AG Limited |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series D Convertible Preferred Stock | Disposition | 2015-05-20 | 8,918,750 | $0.00 | 8,705,808 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Footnotes
- The Series D Preferred Stock converted into Arcadia Biosciences, Inc. common stock on a conversion ratio of one share of common stock for approximately every 1.0245 shares of preferred stock upon the closing of the issuer's initial public offering of common stock, and had no expiration date. The conversion ratio reflected an adjustment due to the issuer's 1-for-4 reverse stock split effected on May 8, 2015.
- The Series D preferred stock which converted into Arcadia Biosciences, Inc. common stock is held by Mandala Agribusiness Co-Investments I Limited. Dominic Redfern, Tej Gujadhur and Sheokumar Gujadhur are members of the board of Mandala Agribusiness Fund, which exercises shared voting and investment power over the shares owned by Mandala Agribusiness Co-Investments I Limited. Dominic Redfern, Tej Gujadhur and Sheokumar Gujadhur disclaim beneficial ownership of all securities listed herein, except to the extent of their respective pecuniary interests therein.