Filing Details
- Accession Number:
- 0001140361-15-021606
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-22 17:39:36
- Reporting Period:
- 2015-05-21
- Filing Date:
- 2015-05-22
- Accepted Time:
- 2015-05-22 17:39:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 77360 | Pentair Plc | PNR | Special Industry Machinery (No Metalworking Machinery) (3550) | 981050812 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1594767 | Alok Maskara | 5500 Wayzata Blvd., Suite 800 Golden Valley MN 55416 | President Technical Solutions | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2015-05-21 | 9,000 | $38.63 | 9,555 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2015-05-21 | 6,610 | $65.60 | 2,945 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2015-05-21 | 3,000 | $36.53 | 5,945 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2015-05-21 | 2,140 | $65.60 | 3,805 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option (right to buy) | Disposition | 2015-05-21 | 9,000 | $0.00 | 9,000 | $38.63 |
| Common Shares | Employee Stock Option (right to buy) | Disposition | 2015-05-21 | 3,000 | $0.00 | 3,000 | $36.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-03-01 | 2022-03-01 | No | 4 | M | Direct |
| 0 | 2012-03-02 | 2021-03-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares - Espp | 65 | Direct | |
| Common Shares - Esop | 437 | Indirect | By ESOP |
| Common Shares - Deferral Plan | 59 | Indirect | Plan Agent |
Footnotes
- End-of-period holdings include monthly purchase(s) under the Pentair Ltd. Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP.
- End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
- Shares of Pentair Ltd. common shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
- One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.
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