Filing Details
- Accession Number:
- 0001209191-15-046029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-22 15:23:41
- Reporting Period:
- 2015-05-21
- Filing Date:
- 2015-05-22
- Accepted Time:
- 2015-05-22 15:23:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1018113 | F Steven Kaplan | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-05-21 | 4,242 | $22.40 | 65,195 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2015-05-21 | 30,000 | $0.00 | 95,195 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-05-21 | 4,001 | $22.12 | 91,194 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-05-21 | 25,999 | $22.03 | 65,195 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2015-05-21 | 30,000 | $0.00 | 30,000 | $2.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-06-02 | 2015-06-02 | No | 4 | M | Direct |
Footnotes
- Represents shares of unrestricted common stock received as consideration for Mr. Kaplan's services as a Director of Pegasystems Inc. for the upcoming 12 month period.
- Represents the exercise price of the Stock Options referenced in Table II, which was paid by way of withholding by the Company of shares of equal value.
- Represents the weighted average of sales prices on 5/21/2015, ranging from $22.00 to 22.14.
- This exercise price as previously reported as $5.90, but has been adjusted to reflect the 2-for-1 forward stock split of Pegasystems Inc.'s common stock that occurred on April 1, 2014.
- Options vested 20% on 6/02/2006, with the remaining 80% vesting in equal quarterly installments over the next four years.
- This Stock Options grant was previously reported as 15,000 shares, but has been adjusted to reflect the 2-for-1 forward stock split of Pegasystems Inc.'s common Stock that occurred on April 1, 2014.