Filing Details

Accession Number:
0001209191-15-046029
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-22 15:23:41
Reporting Period:
2015-05-21
Filing Date:
2015-05-22
Accepted Time:
2015-05-22 15:23:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013857 Pegasystems Inc PEGA Services-Computer Processing & Data Preparation (7374) 042787865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1018113 F Steven Kaplan C/O Pegasystems Inc.
1 Rogers Street
Cambridge MA 02142
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-21 4,242 $22.40 65,195 No 4 A Direct
Common Stock Acquisiton 2015-05-21 30,000 $0.00 95,195 No 4 M Direct
Common Stock Disposition 2015-05-21 4,001 $22.12 91,194 No 4 F Direct
Common Stock Disposition 2015-05-21 25,999 $22.03 65,195 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2015-05-21 30,000 $0.00 30,000 $2.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-06-02 2015-06-02 No 4 M Direct
Footnotes
  1. Represents shares of unrestricted common stock received as consideration for Mr. Kaplan's services as a Director of Pegasystems Inc. for the upcoming 12 month period.
  2. Represents the exercise price of the Stock Options referenced in Table II, which was paid by way of withholding by the Company of shares of equal value.
  3. Represents the weighted average of sales prices on 5/21/2015, ranging from $22.00 to 22.14.
  4. This exercise price as previously reported as $5.90, but has been adjusted to reflect the 2-for-1 forward stock split of Pegasystems Inc.'s common stock that occurred on April 1, 2014.
  5. Options vested 20% on 6/02/2006, with the remaining 80% vesting in equal quarterly installments over the next four years.
  6. This Stock Options grant was previously reported as 15,000 shares, but has been adjusted to reflect the 2-for-1 forward stock split of Pegasystems Inc.'s common Stock that occurred on April 1, 2014.