Filing Details
- Accession Number:
- 0001209191-15-046001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-22 14:52:28
- Reporting Period:
- 2015-05-20
- Filing Date:
- 2015-05-22
- Accepted Time:
- 2015-05-22 14:52:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1492691 | Swift Transportation Co | SWFT | Trucking (No Local) (4213) | 205589597 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1506973 | M Cary Flanagan | C/O Swift Transportation Company 2200 South 75Th Avenue Phoenix AZ 85043 | Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-05-20 | 5,000 | $11.00 | 8,729 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2015-05-20 | 5,000 | $24.98 | 3,729 | No | 4 | S | Direct | |
Class A Common Stock, Restricted Stock Unit | Acquisiton | 2015-05-20 | 2,550 | $24.84 | 6,279 | No | 4 | A | Direct | |
Class A Common Stock, Restricted Stock Unit | Disposition | 2015-05-21 | 155 | $25.00 | 6,124 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (Right-To-Buy) | Disposition | 2015-05-20 | 5,000 | $0.00 | 5,000 | $11.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,000 | 2018-08-27 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $24.98 to $24.99. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range.
- Represents an award of Restricted Stock Units granted under the Issuer's 2014 Omnibus Incentive Plan. Subject to certain acceleration, forfeiture and termination provisions, each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A common stock. The Restricted Stock Units vest in three equal installments over a three-year period beginning with the first anniversary from the grant date.
- Sale to cover taxes owed upon vesting of restricted stock units
- Represents a grant of 40,000 options on August 27, 2008 which vested and became exercisable as to 13,333 shares on each of August 27, 2011 and August 27, 2012, and as to the remaining 13,334 shares on August 27, 2013. Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis.