Filing Details

Accession Number:
0001209191-15-045688
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-21 19:40:14
Reporting Period:
2014-12-31
Filing Date:
2015-05-21
Accepted Time:
2015-05-21 19:40:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1536035 Roundy's Inc. RNDY Retail-Grocery Stores (5411) 272337996
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1038733 R John Willis 1033 Skokie Boulevard Suite 360
Northbrook IL 60062
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Disposition 2014-12-31 12,135 $0.00 20,241 No 4 D Direct
Common Stock, Par Value $0.01 Disposition 2015-05-01 99 $0.00 20,142 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 7,100,496 Indirect See Footnote
Common Stock, Par Value $0.01 213,794 Indirect See Footnote
Common Stock, Par Value $0.01 213,794 Indirect See Footnote
Common Stock, Par Value $0.01 61,573 Indirect See Footnote
Footnotes
  1. Represents restricted stock units that were cancelled upon the reporting's person retirement as a director of the board of directors of the issuer.
  2. Shares sold to cover managed shares account annual maintenance fee.
  3. Willis Stein & Partners III Sub, L.P. ("Fund III") is the record owner of these shares. Willis Stein & Partners Management III, L.P. ("Fund III General Partner") is the sole general partner of Fund III. Willis Stein & Partners Management III, LLC ("Management III") is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein ("Managing Partners") are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
  4. Willis Stein & Partners Dutch III-A Sub, L.P. ("Dutch III-A") is the record owner of these shares. Fund III General Partner is the sole general partner of Dutch III-A. Management III is the sole general partner of Fund III General Partner. The Managing Partners are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
  5. Willis Stein & Partners Dutch III-B Sub, L.P. ("Dutch III-B") is the record owner of these shares. Fund III General Partner is the sole general partner of Dutch III-B. Management III is the sole general partner of Fund III General Partner. The Managing Partners are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
  6. Willis Stein & Partners III-C Sub, L.P. ("Fund III-C") is the record owner of these shares. Fund III General Partner is the sole general partner of Fund III-C. Management III is the sole general partner of Fund III General Partner. The Managing Partners are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.