Filing Details
- Accession Number:
- 0001209191-15-045688
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-21 19:40:14
- Reporting Period:
- 2014-12-31
- Filing Date:
- 2015-05-21
- Accepted Time:
- 2015-05-21 19:40:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1536035 | Roundy's Inc. | RNDY | Retail-Grocery Stores (5411) | 272337996 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1038733 | R John Willis | 1033 Skokie Boulevard Suite 360 Northbrook IL 60062 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Disposition | 2014-12-31 | 12,135 | $0.00 | 20,241 | No | 4 | D | Direct | |
Common Stock, Par Value $0.01 | Disposition | 2015-05-01 | 99 | $0.00 | 20,142 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 | 7,100,496 | Indirect | See Footnote |
Common Stock, Par Value $0.01 | 213,794 | Indirect | See Footnote |
Common Stock, Par Value $0.01 | 213,794 | Indirect | See Footnote |
Common Stock, Par Value $0.01 | 61,573 | Indirect | See Footnote |
Footnotes
- Represents restricted stock units that were cancelled upon the reporting's person retirement as a director of the board of directors of the issuer.
- Shares sold to cover managed shares account annual maintenance fee.
- Willis Stein & Partners III Sub, L.P. ("Fund III") is the record owner of these shares. Willis Stein & Partners Management III, L.P. ("Fund III General Partner") is the sole general partner of Fund III. Willis Stein & Partners Management III, LLC ("Management III") is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein ("Managing Partners") are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
- Willis Stein & Partners Dutch III-A Sub, L.P. ("Dutch III-A") is the record owner of these shares. Fund III General Partner is the sole general partner of Dutch III-A. Management III is the sole general partner of Fund III General Partner. The Managing Partners are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
- Willis Stein & Partners Dutch III-B Sub, L.P. ("Dutch III-B") is the record owner of these shares. Fund III General Partner is the sole general partner of Dutch III-B. Management III is the sole general partner of Fund III General Partner. The Managing Partners are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
- Willis Stein & Partners III-C Sub, L.P. ("Fund III-C") is the record owner of these shares. Fund III General Partner is the sole general partner of Fund III-C. Management III is the sole general partner of Fund III General Partner. The Managing Partners are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.