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Filing Details

Accession Number:: 0001209191-15-045621
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-05-21 18:46:32
Reporting Period:: 2015-05-20

Filing Date:: 2015-05-21
Accepted Time:: 2015-05-21 18:46:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1469443	Arcadia Biosciences Inc.	RKDA	Agricultural Chemicals (2870)	810571538

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1213138	V Peter Sperling	C/O Moral Compass Corporation 4835 E. Exeter Blvd. Phoenix AZ 85018	No	No	Yes	No
1338665	C Terri Bishop	C/O Moral Compass Corporation 4835 E. Exeter Blvd. Phoenix AZ 85018	No	No	Yes	No
1641769	1 No. Trust Irrevocable 2012 Sperling G. John	4835 E. Exeter Blvd. Phoenix AZ 85018	No	No	Yes	No
1641770	2 No. Trust Irrevocable 2012 Sperling G. John	4835 E. Exeter Blvd. Phoenix AZ 85018	No	No	Yes	No
1641772	3 No. Trust Irrevocable 2012 Sperling G. John	4835 E. Exeter Blvd. Phoenix AZ 85018	No	No	Yes	No
1641775	Moral Compass Corp	4835 E. Exeter Blvd. Phoenix AZ 85018	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-05-20	1,000,000	$8.00	1,160,714	No	4	P	Indirect	By Moral Compass Corporation
Common Stock	Acquisiton	2015-05-20	15,170,451	$0.00	16,331,165	No	4	C	Indirect	By Moral Compass Corporation
Common Stock	Acquisiton	2015-05-20	3,847,751	$0.00	20,178,916	No	4	C	Indirect	By Moral Compass Corporation
Common Stock	Acquisiton	2015-05-20	2,336,448	$0.00	22,515,364	No	4	C	Indirect	By Moral Compass Corporation

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Moral Compass Corporation
No	4	C	Indirect	By Moral Compass Corporation
No	4	C	Indirect	By Moral Compass Corporation
No	4	C	Indirect	By Moral Compass Corporation

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Convertible Preferred Stock	Disposition	2015-05-20	60,681,805	$0.00	15,170,451	$0.00
Common Stock	Series B Convertible Preferred Stock	Disposition	2015-05-20	15,391,006	$0.00	3,847,751	$0.00
Common Stock	Series C Convertible Preferred Stock	Disposition	2015-05-20	9,345,794	$0.00	2,336,448	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

Terri Bishop and Peter Sperling both serve as directors of Moral Compass Corporation. Moral Compass Corporation is owned in equal amounts by the John G. Sperling 2012 Irrevocable Trust No. 1, the John G. Sperling 2012 Irrevocable Trust No. 2 and the John G. Sperling 2012 Irrevocable Trust No. 3 (the "Sperling Trusts"). Darby Shupp, a director of the Issuer, Terri Bishop and Peter Sperling together serve as the three trustees of the Sperling Trusts and have shared voting and investment power over the shares held by Moral Compass Corporation. Ms. Shupp's statement of changes in beneficial ownership of securities of the Issuer is reported on a Form 4 filed separately.
The Series A Convertible Preferred Stock converted into the Issuer's Common Stock at a conversion ratio of one share of common stock for every four shares of preferred stock upon the closing of the Issuer's initial public offering of common stock, and had no expiration date. The conversion ratio reflected an adjustment due to the Issuer's 1-for-4 reverse stock split effected on May 8, 2015.
The Series B Convertible Preferred Stock converted into the Issuer's Common Stock at a conversion ratio of one share of common stock for every four shares of preferred stock upon the closing of the Issuer's initial public offering of common stock, and had no expiration date. The conversion ratio reflected an adjustment due to the Issuer's 1-for-4 reverse stock split effected on May 8, 2015.
The Series C Convertible Preferred Stock converted into the Issuer's Common Stock at a conversion ratio of one share of common stock for every four shares of preferred stock upon the closing of the Issuer's initial public offering of common stock, and had no expiration date. The conversion ratio reflected an adjustment due to the Issuer's 1-for-4 reverse stock split effected on May 8, 2015.