Filing Details
- Accession Number:
- 0001441634-15-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-21 18:44:25
- Reporting Period:
- 2015-05-20
- Filing Date:
- 2015-05-21
- Accepted Time:
- 2015-05-21 18:44:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1570993 | E. Anthony Maslowski | C/O Avago Technologies U.s. Inc. 1320 Ridder Park Drive San Jose CA 95131 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2015-05-20 | 2,500 | $35.45 | 69,667 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2015-05-20 | 2,500 | $35.31 | 72,167 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2015-05-20 | 5,000 | $129.94 | 67,167 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2015-05-20 | 2,500 | $0.00 | 2,500 | $35.45 |
Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2015-05-20 | 2,500 | $0.00 | 2,500 | $35.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
42,500 | 2020-03-11 | No | 4 | M | Direct | |
12,500 | 2019-03-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 10,400 | Indirect | See Footnote |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Includes 67,167 Restricted Share Units.
- The shares are held by The Anthony E. Maslowski Trust dated May 20, 2011 for which the Reporting Person serves as trustee.
- Share price performance option (the "Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The Option vests over four years, with 25% vesting on each anniversary of the date of grant. The Option did not become exercisable until the date on which the average of the closing prices of the Company's ordinary shares (as reported on the stock exchange on which the shares are listed), over a ten consecutive trading day period is equal to or greater than 120% of the exercise price of Option.
- Option vests in two (2) successive and equal installments on March 6, 2015 and March 6, 2016.