Filing Details

Accession Number:
0001179110-15-008388
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-21 17:53:56
Reporting Period:
2015-05-19
Filing Date:
2015-05-21
Accepted Time:
2015-05-21 17:53:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1423824 Alder Biopharmaceuticals Inc ALDR Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1605672 L.p. Ix Associates Srb 13355 Noel Road
Suite 1350
Dallas TX 75240
No No Yes No
1605673 L.p. Ix Fund Rosen Sevin 13455 Noel Road, Suite 1670
Dallas TX 75240
No No Yes No
1605739 L.p. Fund Affiliates Ix Rosen Sevin 13455 Noel Road, Suite 1670
Dallas TX 75240
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-05-19 1,136,100 $37.02 4,048,874 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Footnotes
  1. Represents 1,136,100 Common Shares sold directly by Sevin Rosen Fund IX L.P. pursuant to Rule 144 under the Securities Act of 1933, as amended.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.00 to $39.80, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  3. Total Common Shares of 4,048,874 represents 3,947,770 shares owned directly by Sevin Rosen Fund IX L.P. ("SRFIX") and 101,104 shares owned directly by Sevin Rosen IX Affiliates Fund L.P. ("SRIX AFF"). SRB Associates IX L.P. ("SRBAIX") is the general partner of SRFIX and SRIX AFF, and in that capacity has shared voting and dispositive power over such shares. SRBAIX disclaims beneficial ownership of such shares except to the extent of its pecuniary interest.