Filing Details
- Accession Number:
- 0001179110-15-008388
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-21 17:53:56
- Reporting Period:
- 2015-05-19
- Filing Date:
- 2015-05-21
- Accepted Time:
- 2015-05-21 17:53:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1423824 | Alder Biopharmaceuticals Inc | ALDR | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1605672 | L.p. Ix Associates Srb | 13355 Noel Road Suite 1350 Dallas TX 75240 | No | No | Yes | No | |
1605673 | L.p. Ix Fund Rosen Sevin | 13455 Noel Road, Suite 1670 Dallas TX 75240 | No | No | Yes | No | |
1605739 | L.p. Fund Affiliates Ix Rosen Sevin | 13455 Noel Road, Suite 1670 Dallas TX 75240 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-05-19 | 1,136,100 | $37.02 | 4,048,874 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Footnotes
- Represents 1,136,100 Common Shares sold directly by Sevin Rosen Fund IX L.P. pursuant to Rule 144 under the Securities Act of 1933, as amended.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.00 to $39.80, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Total Common Shares of 4,048,874 represents 3,947,770 shares owned directly by Sevin Rosen Fund IX L.P. ("SRFIX") and 101,104 shares owned directly by Sevin Rosen IX Affiliates Fund L.P. ("SRIX AFF"). SRB Associates IX L.P. ("SRBAIX") is the general partner of SRFIX and SRIX AFF, and in that capacity has shared voting and dispositive power over such shares. SRBAIX disclaims beneficial ownership of such shares except to the extent of its pecuniary interest.