Filing Details
- Accession Number:
- 0001140361-15-021368
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-21 16:21:09
- Reporting Period:
- 2015-05-19
- Filing Date:
- 2015-05-21
- Accepted Time:
- 2015-05-21 16:21:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561387 | Health Insurance Innovations Inc. | HIIQ | Insurance Agents, Brokers & Service (6411) | 461282634 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1589518 | Jr. A. Michael Petrizzo | C/O Health Insurance Innovations, Inc. 15438 N. Florida Ave., Suite 201 Tampa FL 33613 | Exec Vp, Gen. Counsel & Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-05-19 | 5,000 | $4.75 | 43,520 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Appreciation Rights | $11.75 | 2020-10-28 | 175,000 | 175,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-10-28 | 175,000 | 175,000 | Direct |
Footnotes
- Includes 40,000 shares of restricted stock granted pursuant to the Issuer's Long Term Incentive Plan which vest as follows: 25% on the first anniversary of the date of grant; 25% on the second anniversary of the date of grant; and 50% on the third anniversary of the date of grant.
- Stock Appreciation Rights awarded pursuant to the issuer's Long Term Incentive Plan which vest as follows: 20% on the first anniversary of the date of grant, 20% on the second anniversary of the date of grant, 20% on the third anniversary of the date of grant and 40% on the fourth anniversary of the date of grant.