Filing Details
- Accession Number:
- 0001209191-15-045315
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-21 16:02:58
- Reporting Period:
- 2015-05-19
- Filing Date:
- 2015-05-21
- Accepted Time:
- 2015-05-21 16:02:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1606366 | El Pollo Loco Holdings Inc. | LOCO | Retail-Eating Places (5812) | 203563182 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1614645 | N. Samuel Borgese | C/O El Pollo Loco Holdings, Inc. 3535 Harbor Blvd., Suite 100 Costa Mesa CA 92626 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-05-19 | 11,275 | $2.62 | 11,275 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-05-19 | 42,819 | $5.84 | 42,819 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-05-19 | 11,645 | $21.85 | 42,449 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (right to buy) | Disposition | 2015-05-19 | 11,275 | $0.00 | 11,275 | $2.62 |
Common Stock | Stock Options (right to buy) | Disposition | 2015-05-19 | 42,819 | $0.00 | 42,819 | $5.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-04-16 | No | 4 | M | Direct | |
0 | 2022-04-16 | No | 4 | M | Direct |
Footnotes
- Reflects sales of shares in a private transaction of common stock of El Pollo Loco Holdings, Inc. on May 19, 2015.
- The Stock Options were granted under the Corporation's 2012 Stock Option Plan and are fully vested.