Filing Details
- Accession Number:
- 0001209191-15-045312
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-21 16:02:20
- Reporting Period:
- 2015-05-19
- Filing Date:
- 2015-05-21
- Accepted Time:
- 2015-05-21 16:02:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1606366 | El Pollo Loco Holdings Inc. | LOCO | Retail-Eating Places (5812) | 203563182 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1614629 | K. Douglas Ammerman | C/O El Pollo Loco Holdings, Inc. 3535 Harbor Blvd., Suite 100 Costa Mesa CA 92626 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-19 | 8,795 | $12.72 | 24,413 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-05-19 | 21,409 | $2.62 | 45,822 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-19 | 45,822 | $21.80 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2015-05-19 | 8,795 | $0.00 | 8,795 | $12.72 |
| Common Stock | Stock Options (right to buy) | Disposition | 2015-05-19 | 21,409 | $0.00 | 21,409 | $2.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-09-28 | No | 4 | M | Direct | |
| 0 | 2022-04-18 | No | 4 | M | Direct |
Footnotes
- Reflects sales of shares in a private transaction of common stock of El Pollo Loco Holdings, Inc. on May 19, 2015.
- The Stock Options were granted under the Corporation's 2005 Stock Option Plan and are fully vested.
- The Stock Options were granted under the Corporation's 2012 Stock Option Plan and are fully vested.
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