Home > Insider Trading > Filing (0001089212-15-000011)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1083220	Xcel Brands Inc.	XELB	Patent Owners & Lessors (6794)	760307819

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1089212	Buckingham Capital Management Inc	485 Lexington Avenue 3Rd Fl New York NY 10017		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	Acquisiton	2014-12-22	400,000	$9.00	1,576,581	No	4	P	Indirect	See Footnote 2 & 3

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote 2 & 3

Footnotes

1. Purchase of restricted shares of common stockof the Issuer in a private placement described on the Issuer's Form 8-K filed on December 24, 2014.
2. This statement is being filed by Buckingham Capital Management, Inc. and Buckingham Research Group Incorporated. Buckingham Capital Management, Inc. is a registered investment adviser which acts as the general partner and investment manager for various private investment funds and which also manages other accounts on a discretionary basis that directly hold the securities reported herein. Buckingham Research Group Incorporated, a registered broker-dealer, is the parent company of Buckingham Capital Management, Inc.
3. Each of Buckingham Capital Management, Inc. and Buckingham Research Group Incorporated disclaims beneficial ownership of the securities reported herein, except to the extent of such person's pecuniary interest therein, if any, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each such person states that the inclusion of the securities reported herein shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 or for any other purpose.