Filing Details
- Accession Number:
- 0001002225-15-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-20 21:14:29
- Reporting Period:
- 2015-05-18
- Filing Date:
- 2015-05-20
- Accepted Time:
- 2015-05-20 20:14:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559426 | Todd Gottula | 600 Townsend Street San Francisco CA 94103 | Evp & Cto, Global Solutn Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-18 | 700 | $17.91 | 52,192 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-18 | 288 | $43.60 | 51,904 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2015-05-18 | 2,044 | $21.67 | 53,948 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-18 | 1,017 | $43.60 | 52,931 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2015-05-18 | 8,750 | $12.10 | 61,681 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-18 | 2,429 | $43.60 | 59,252 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2015-05-18 | 1,434 | $17.80 | 60,686 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-18 | 586 | $43.60 | 60,100 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2015-05-18 | 933 | $17.91 | 61,033 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-18 | 384 | $43.60 | 60,649 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-05-18 | 2,682 | $43.42 | 57,967 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-05-18 | 9,157 | $43.42 | 48,810 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2015-05-18 | 8,750 | $0.00 | 8,750 | $12.10 |
| Common Stock | Stock Appreciation Rights | Disposition | 2015-05-18 | 1,434 | $0.00 | 1,434 | $17.80 |
| Common Stock | Stock Appreciation Rights | Disposition | 2015-05-18 | 700 | $0.00 | 700 | $17.91 |
| Common Stock | Stock Appreciation Rights | Disposition | 2015-05-18 | 933 | $0.00 | 933 | $17.91 |
| Common Stock | Stock Appreciation Rights | Disposition | 2015-05-18 | 2,044 | $0.00 | 2,044 | $21.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 52,500 | 2013-11-14 | 2022-11-14 | No | 4 | M | Direct |
| 5,735 | 2013-05-14 | 2022-05-14 | No | 4 | M | Direct |
| 933 | 2011-05-13 | 2021-05-13 | No | 4 | M | Direct |
| 0 | 2012-05-13 | 2021-05-13 | No | 4 | M | Direct |
| 16,350 | 2014-05-14 | 2023-05-14 | No | 4 | M | Direct |
Footnotes
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
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