Filing Details
- Accession Number:
- 0001127602-15-017974
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-20 16:25:31
- Reporting Period:
- 2015-05-18
- Filing Date:
- 2015-05-20
- Accepted Time:
- 2015-05-20 16:25:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
929940 | Aspen Technology Inc | AZPN | Services-Computer Programming Services (7371) | 042739697 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1467828 | P. Mark Sullivan | C/O Aspen Technology, Inc. 20 Crosby Drive Bedford MA 01730 | Executive Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-05-18 | 3,094 | $10.93 | 82,476 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-05-18 | 6,387 | $32.54 | 88,863 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-05-18 | 6,851 | $23.38 | 95,714 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-05-18 | 9,375 | $15.50 | 105,089 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-05-18 | 25,707 | $43.00 | 79,382 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-05-18 | 3,094 | $0.00 | 3,094 | $10.93 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-05-18 | 6,387 | $0.00 | 6,387 | $32.54 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-05-18 | 6,851 | $0.00 | 6,851 | $23.38 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-05-18 | 9,375 | $0.00 | 9,375 | $15.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-08-01 | No | 4 | M | Direct | |
14,370 | 2023-07-31 | No | 4 | M | Direct | |
8,563 | 2022-07-31 | No | 4 | M | Direct | |
2,344 | 2021-07-31 | No | 4 | M | Direct |
Footnotes
- The option granted at the exercise price of $10.93, representing a right to purchase 49,500 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter beginning on September 30, 2010.
- The option, granted at an exercise price of $32.54, representing a right to purchase 25,546 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of the quarter beginning on September 30, 2013.
- The option granted at the exercise price of $23.38, representing a right to purchase 27,401 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 28, 2012.
- The option granted at the exercise price of $15.50, representing a right to purchase 37,500 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning September 30, 2011.