Filing Details

Accession Number:
0001209191-15-044713
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-19 21:05:23
Reporting Period:
2015-05-15
Filing Date:
2015-05-19
Accepted Time:
2015-05-19 21:05:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1595974 Rubicon Project Inc. RUBI Services-Computer Programming, Data Processing, Etc. (7370) 208881738
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201674 W Brian Copple C/O The Rubicon Project, Inc.
12181 Bluff Creek Drive, 4Th Floor
Los Angeles CA 90094
General Counsel And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-05-15 6,100 $17.25 43,900 No 4 S Direct
Common Stock Acquisiton 2015-05-19 51,100 $0.00 95,000 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2015-05-19 19,500 $0.00 19,500 $16.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,500 2025-05-19 No 4 A Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in order to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted shares.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.04 to $17.60, inclusive. The reporting person undertakes to provide to The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. Represents shares of restricted stock that vest as follows: (a) 15,969 shares on May 15, 2016; (b) 6,388 shares on each November 15 and May 15 thereafter until November 15, 2018; and (c) 3,191 shares on May 15, 2019.
  4. Granted as compensation for services.
  5. 25% of the stock options will vest on February 1, 2016 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter.