Filing Details
- Accession Number:
- 0001246360-15-002266
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-19 17:28:08
- Reporting Period:
- 2015-05-15
- Filing Date:
- 2015-05-19
- Accepted Time:
- 2015-05-19 17:28:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 867773 | Sunpower Corp | SPWR | Semiconductors & Related Devices (3674) | 943008969 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1352816 | Eric Branderiz | C/O Sunpower Corporation 77 Rio Robles San Jose CA 95134 | Svp & Prin Acct Off | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-15 | 5,000 | $0.00 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-15 | 1,879 | $32.26 | 3,121 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-05-19 | 3,121 | $32.24 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units (RSUs) | Disposition | 2015-05-15 | 5,000 | $0.00 | 5,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | No | 4 | M | Direct |
Footnotes
- Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
- The RSUs vest in three equal installments on each of May 15, 2014, May 15, 2015, and May 15, 2016.
- Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.
- The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person.
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