Filing Details
- Accession Number:
- 0001209191-15-044456
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-19 16:49:40
- Reporting Period:
- 2015-05-15
- Filing Date:
- 2015-05-19
- Accepted Time:
- 2015-05-19 16:49:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1223389 | Conns Inc | CONN | Retail-Radio, Tv & Consumer Electronics Stores (5731) | 061672840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1280132 | J Michael Poppe | 4055 Technology Forest Blvd., Suite 210 The Woodlands TX 77381 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-15 | 4,862 | $33.88 | 60,082 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-15 | 4,862 | $40.00 | 55,220 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-05-18 | 5,138 | $33.88 | 60,358 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-18 | 5,138 | $40.00 | 55,220 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Disposition | 2015-05-15 | 4,862 | $0.00 | 4,862 | $33.88 |
| Common Stock | Common Stock | Disposition | 2015-05-18 | 5,138 | $0.00 | 5,138 | $33.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,138 | 2010-11-30 | 2015-11-30 | No | 4 | M | Direct |
| 0 | 2010-11-30 | 2015-11-30 | No | 4 | M | Direct |
Footnotes
- Exercise of options and sale of shares were made in accordance with a 10b5-1 Plan previously executed.
- Amount does not include performance-based restricted stock units ("PBRSUs") granted to the reporting person on May 27, 2014, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of PBRSUs that the reporting person will receive will be determined at the end of the two-year performance period ending January 31, 2016, and will be determined based on the Company's Return on Invested Capital.
- This option was granted to Mr. Poppe on November 30, 2005. It vested in full on November 30, 2010.
Billionaire Hedge Funds
