Filing Details
- Accession Number:
- 0001144204-15-032312
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-19 16:32:07
- Reporting Period:
- 2015-05-15
- Filing Date:
- 2015-05-19
- Accepted Time:
- 2015-05-19 16:32:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1499912 | Fxcm Inc. | FXCM | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 273268672 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1505302 | James Brown | C/O Long Ridge Equity Partners 200 Madison Avenue, Suite 1900 New York NY 10016 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2015-05-15 | 86,930 | $0.00 | 86,930 | No | 4 | C | Indirect | By Trust |
| Class A Common Stock | Disposition | 2015-05-15 | 86,930 | $1.51 | 0 | No | 4 | S | Indirect | By Trust |
| Class A Common Stock | Acquisiton | 2015-05-15 | 48,975 | $0.00 | 48,975 | No | 4 | C | Indirect | By LLC |
| Class A Common Stock | Disposition | 2015-05-15 | 48,975 | $1.50 | 0 | No | 4 | S | Indirect | By LLC |
| Class A Common Stock | Acquisiton | 2015-05-15 | 47,518 | $0.00 | 147,518 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2015-05-15 | 47,518 | $1.50 | 100,000 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2015-05-18 | 8,300 | $0.00 | 8,300 | No | 4 | C | Indirect | By Trust |
| Class A Common Stock | Disposition | 2015-05-18 | 8,300 | $1.45 | 0 | No | 4 | S | Indirect | By Trust |
| Class A Common Stock | Acquisiton | 2015-05-18 | 8,780 | $0.00 | 8,780 | No | 4 | C | Indirect | By LLC |
| Class A Common Stock | Disposition | 2015-05-18 | 8,780 | $1.45 | 0 | No | 4 | S | Indirect | By LLC |
| Class A Common Stock | Acquisiton | 2015-05-18 | 7,467 | $0.00 | 107,467 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2015-05-18 | 7,467 | $1.45 | 100,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | C | Indirect | By LLC |
| No | 4 | S | Indirect | By LLC |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | C | Indirect | By LLC |
| No | 4 | S | Indirect | By LLC |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Com-Mon Stock | Units of FXCM Holdings LLC | Disposition | 2015-05-15 | 86,930 | $0.00 | 86,930 | $0.00 |
| Class A Com-Mon Stock | Units of FXCM Holdings LLC | Disposition | 2015-05-15 | 48,975 | $0.00 | 48,975 | $0.00 |
| Class A Com-Mon Stock | Units of FXCM Holdings LLC | Disposition | 2015-05-15 | 47,518 | $0.00 | 47,518 | $0.00 |
| Class A Com-Mon Stock | Units of FXCM Holdings LLC | Disposition | 2015-05-18 | 8,300 | $0.00 | 8,300 | $0.00 |
| Class A Com-Mon Stock | Units of FXCM Holdings LLC | Disposition | 2015-05-18 | 8,780 | $0.00 | 8,780 | $0.00 |
| Class A Com-Mon Stock | Units of FXCM Holdings LLC | Disposition | 2015-05-18 | 7,467 | $0.00 | 7,467 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 224,792 | No | 4 | C | Indirect | ||
| 74,900 | No | 4 | C | Indirect | ||
| 76,408 | No | 4 | C | Direct | ||
| 216,492 | No | 4 | C | Indirect | ||
| 66,120 | No | 4 | C | Indirect | ||
| 68,941 | No | 4 | C | Direct |
Footnotes
- Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
- Held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person's wife serves as trustee. The Reporting Person disclaims beneficial ownership over the securities held by this trust except to the extent of his pecuniary interest therein.
- This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.53, inclusive. The Reporting Person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Held by a limited liability company, for which the Reporting Person is manager. The Reporting Person disclaims beneficial ownership over the securities held by this limited liability company except to the extent of his pecuniary interest therein.
- This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.45 to $1.455, inclusive. The Reporting Person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
