Filing Details
- Accession Number:
- 0001543407-15-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-19 14:48:01
- Reporting Period:
- 2015-05-18
- Filing Date:
- 2015-05-19
- Accepted Time:
- 2015-05-19 14:48:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10795 | Becton Dickinson & Co | BDX | Surgical & Medical Instruments & Apparatus (3841) | 220760120 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1551804 | C James Lim | C/O Becton, Dickinson And Company 1 Becton Drive Franklin Lakes NJ 07417 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-18 | 915 | $84.33 | 12,193 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-18 | 544 | $141.80 | 11,649 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-05-18 | 371 | $141.80 | 11,278 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-05-18 | 6,158 | $75.63 | 17,436 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-18 | 3,281 | $141.80 | 14,155 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-05-18 | 2,877 | $141.80 | 11,278 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-05-18 | 775 | $76.64 | 12,053 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-18 | 419 | $141.80 | 11,634 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-05-18 | 356 | $141.80 | 11,278 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2015-05-18 | 915 | $0.00 | 915 | $84.33 |
| Common Stock | Stock Appreciation Rights | Disposition | 2015-05-18 | 6,158 | $0.00 | 6,158 | $75.63 |
| Common Stock | Stock Appreciation Rights | Disposition | 2015-05-18 | 775 | $0.00 | 775 | $76.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-11-20 | 2017-11-20 | No | 4 | M | Direct |
| 0 | 2010-11-24 | 2019-11-24 | No | 4 | M | Direct |
| 5,628 | 2011-11-23 | 2020-11-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,817 | Indirect | GSIP Trust |
Footnotes
- The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $141.80 through $141.82. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of September 30, 2014.
- The stock appreciation rights vest in four annual installments beginning November 20, 2008.
- The stock appreciation rights vest in four annual installments beginning November 24, 2010.
- The stock appreciation rights vest in four annual installments beginning November 23, 2011.
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