Filing Details
- Accession Number:
- 0001363213-15-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-18 19:34:11
- Reporting Period:
- 2015-05-14
- Filing Date:
- 2015-05-18
- Accepted Time:
- 2015-05-18 19:34:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880771 | Sciclone Pharmaceuticals Inc | SCLN | Pharmaceutical Preparations (2834) | 943116852 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1363213 | Friedhelm Blobel | 950 Tower Lane, Suite 900 Foster City CA 94404 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-05-14 | 3,661 | $9.13 | 163,991 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-05-14 | 1,315 | $9.13 | 162,676 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-05-14 | 30,220 | $9.13 | 132,456 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-05-14 | 80,517 | $0.00 | 212,973 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-05-15 | 10,000 | $2.49 | 222,973 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-05-15 | 10,000 | $0.00 | 212,973 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-05-15 | 11,700 | $0.00 | 201,273 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-05-15 | 10,000 | $0.00 | 10,000 | $2.49 |
Common Stock | Restricted Stock Unit | Disposition | 2015-05-14 | 3,500 | $0.00 | 3,500 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2015-05-14 | 70,000 | $0.00 | 70,000 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2015-05-14 | 7,017 | $0.00 | 7,017 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
709,360 | 2016-06-02 | No | 4 | M | Direct | |
400,517 | No | 4 | M | Direct | ||
330,517 | No | 4 | M | Direct | ||
323,500 | No | 4 | M | Direct |
Footnotes
- Shares disposed represent shares withheld to cover withholding tax obligations in connection with the vesting of Restricted Stock Units.
- The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2014.
- Granted under the Issuer's 2005 Equity Incentive Plan.
- Provided the reporting person remains employed by or acting as a consultant to the Company, the option will become exercisable in four equal annual installments on 6/02/07, 6/02/08, 6/02/09 and 6/02/10.
- Each restricted stock unit represents the contingent right to receive one share of SciClone Pharmaceuticals, Inc.'s common stock.
- 50% of the restricted stock units will vest on February 20, 2015 and 50% will vest on February 20, 2016, unless the trading window is closed for the Reporting Person on that date, then the vesting date will be deferred until the next date that the trading window is open.
- 100% of the restricted stock units will vest on March 14, 2015, unless the trading window is closed for the Reporting Person on that date, then the vesting date will be deferred until the next date that the trading window is open.
- 25% of the restricted stock units will vest on May 14, 2012, August 9, 2013, April 5, 2014, and April 5, 2015, unless the trading window is closed for the Reporting Person on that date, then the vesting date will be deferred until the next date that the trading window is open.