Filing Details

Accession Number:
0001363213-15-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-18 19:34:11
Reporting Period:
2015-05-14
Filing Date:
2015-05-18
Accepted Time:
2015-05-18 19:34:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880771 Sciclone Pharmaceuticals Inc SCLN Pharmaceutical Preparations (2834) 943116852
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1363213 Friedhelm Blobel 950 Tower Lane, Suite 900
Foster City CA 94404
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-05-14 3,661 $9.13 163,991 No 4 F Direct
Common Stock Disposition 2015-05-14 1,315 $9.13 162,676 No 4 F Direct
Common Stock Disposition 2015-05-14 30,220 $9.13 132,456 No 4 F Direct
Common Stock Acquisiton 2015-05-14 80,517 $0.00 212,973 No 4 M Direct
Common Stock Acquisiton 2015-05-15 10,000 $2.49 222,973 No 4 M Direct
Common Stock Disposition 2015-05-15 10,000 $0.00 212,973 No 4 S Direct
Common Stock Disposition 2015-05-15 11,700 $0.00 201,273 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2015-05-15 10,000 $0.00 10,000 $2.49
Common Stock Restricted Stock Unit Disposition 2015-05-14 3,500 $0.00 3,500 $0.00
Common Stock Restricted Stock Unit Disposition 2015-05-14 70,000 $0.00 70,000 $0.00
Common Stock Restricted Stock Unit Disposition 2015-05-14 7,017 $0.00 7,017 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
709,360 2016-06-02 No 4 M Direct
400,517 No 4 M Direct
330,517 No 4 M Direct
323,500 No 4 M Direct
Footnotes
  1. Shares disposed represent shares withheld to cover withholding tax obligations in connection with the vesting of Restricted Stock Units.
  2. The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2014.
  3. Granted under the Issuer's 2005 Equity Incentive Plan.
  4. Provided the reporting person remains employed by or acting as a consultant to the Company, the option will become exercisable in four equal annual installments on 6/02/07, 6/02/08, 6/02/09 and 6/02/10.
  5. Each restricted stock unit represents the contingent right to receive one share of SciClone Pharmaceuticals, Inc.'s common stock.
  6. 50% of the restricted stock units will vest on February 20, 2015 and 50% will vest on February 20, 2016, unless the trading window is closed for the Reporting Person on that date, then the vesting date will be deferred until the next date that the trading window is open.
  7. 100% of the restricted stock units will vest on March 14, 2015, unless the trading window is closed for the Reporting Person on that date, then the vesting date will be deferred until the next date that the trading window is open.
  8. 25% of the restricted stock units will vest on May 14, 2012, August 9, 2013, April 5, 2014, and April 5, 2015, unless the trading window is closed for the Reporting Person on that date, then the vesting date will be deferred until the next date that the trading window is open.