Filing Details
- Accession Number:
- 0000845877-15-000104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-18 17:39:08
- Reporting Period:
- 2015-05-14
- Filing Date:
- 2015-05-18
- Accepted Time:
- 2015-05-18 17:39:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
845877 | Federal Agricultural Mortgage Corp | AGM | Federal & Federally-Sponsored Credit Agencies (6111) | 521578738 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1250225 | D Tom Stenson | C/O Farmer Mac 1999 K Street Nw, 4Th Floor Washington DC 20006 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class C Non-Voting Common Stock | Acquisiton | 2015-05-14 | 3,509 | $26.36 | 27,171 | No | 4 | M | Direct | |
Class C Non-Voting Common Stock | Disposition | 2015-05-14 | 3,509 | $32.91 | 23,662 | No | 4 | S | Direct | |
Class C Non-Voting Common Stock | Acquisiton | 2015-05-15 | 13,756 | $26.36 | 37,418 | No | 4 | M | Direct | |
Class C Non-Voting Common Stock | Disposition | 2015-05-15 | 13,756 | $32.63 | 23,662 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class C Non-Voting Common Stock | Stock Option | Disposition | 2015-05-14 | 3,509 | $26.36 | 3,509 | $26.36 |
Class C Non-Voting Common Stock | Stock Option | Disposition | 2015-05-15 | 13,756 | $26.36 | 13,756 | $26.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,634 | 2016-06-01 | No | 4 | M | Direct | |
23,878 | 2016-06-01 | No | 4 | M | Direct |
Footnotes
- This report reflects (on Table I) (i) the acquisition of 3,509 shares of Class C Non-Voting Common Stock of the Federal Agricultural Mortgage Corporation ("Farmer Mac") through the exercise of a previously partially unexercised employee stock option acquired by the reporting person in June 2006 pursuant to former Rule 16b-3; (ii) the sale of 3,509 shares of Class C Non-Voting Common Stock of Farmer Mac; and (on Table II) (iii) the exercise of the June 2006 employee stock option. The exercise of the June 2006 employee stock option is exempt under Section 16(b) under Rule 16b-6 but is reported herein pursuant to Rule 16a-4.
- Includes 19,712 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.
- Transaction effected during an open trading window for key employees and directors of Farmer Mac.
- This report reflects (on Table I) (i) the acquisition of 13,756 shares of Class C Non-Voting Common Stock through the exercise of a previously partially unexercised employee stock option acquired by the reporting person in June 2006 pursuant to former Rule 16b-3; (ii) the sale of 13,756 shares of Class C Non-Voting Common Stock; and (on Table II) (iii) the exercise of the June 2006 employee stock option. The exercise of the June 2006 employee stock option is exempt under Section 16(b) under Rule 16b-6 but is reported herein pursuant to Rule 16a-4.
- Exercisable beginning May 31, 2007 with respect to 14,115 shares, beginning May 31, 2008 with respect to 14,115 shares, and beginning May 31, 2009 with respect to 14,115 shares.