Filing Details

Accession Number:
0001179110-15-008013
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-18 17:32:19
Reporting Period:
2015-05-15
Filing Date:
2015-05-18
Accepted Time:
2015-05-18 17:32:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
917273 Rambus Inc RMBS Semiconductors & Related Devices (3674) 943112828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1570465 Jae Kim 1050 Enterprise Way, Suite 700
Sunnyvale CA 94089
Svp & Gc No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-15 3,026 $7.31 27,797 No 4 M Direct
Common Stock Acquisiton 2015-05-15 3,437 $5.46 31,234 No 4 M Direct
Common Stock Acquisiton 2015-05-15 2,062 $5.46 33,296 No 4 M Direct
Common Stock Acquisiton 2015-05-15 5,555 $5.63 38,851 No 4 M Direct
Common Stock Acquisiton 2015-05-15 2,529 $5.63 41,380 No 4 M Direct
Common Stock Acquisiton 2015-05-15 3,294 $8.76 44,674 No 4 M Direct
Common Stock Disposition 2015-05-15 21,880 $14.17 22,794 No 4 S Direct
Common Stock Disposition 2015-05-18 780 $14.46 22,014 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-05-15 3,026 $0.00 3,026 $7.31
Common Stock Common Stock (right to buy) Disposition 2015-05-15 3,437 $0.00 3,437 $5.46
Common Stock Common Stock (right to buy) Disposition 2015-05-15 2,062 $0.00 2,062 $5.46
Common Stock Common Stock (right to buy) Disposition 2015-05-15 5,555 $0.00 5,555 $5.63
Common Stock Employee Stock Option (right to buy) Disposition 2015-05-15 2,529 $0.00 2,529 $5.63
Common Stock Common Stock (right to buy) Disposition 2015-05-15 3,294 $0.00 3,294 $8.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,188 2022-02-01 No 4 M Direct
18,527 2023-02-01 No 4 M Direct
11,117 2023-02-01 No 4 M Direct
12,745 2020-08-02 No 4 M Direct
5,804 2021-02-01 No 4 M Direct
39,135 2024-02-03 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2015.
  2. The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $14.09 to $14.25. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  3. The sale price reported in Column 4 of Table 1 represents the exact sale price of the shares sold.
  4. Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016.
  5. Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.
  6. One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015.
  7. Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018.