Filing Details
- Accession Number:
- 0001209191-15-043495
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-15 20:03:29
- Reporting Period:
- 2015-05-14
- Filing Date:
- 2015-05-15
- Accepted Time:
- 2015-05-15 20:03:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1430592 | Financial Engines Inc. | FNGN | Investment Advice (6282) | 943250323 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1430594 | Tuttle Anne Cappel | 1050 Enterprise Way 3Rd Floor Sunnyvale CA 94089 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-14 | 320 | $6.51 | 9,069 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-05-14 | 3,710 | $21.39 | 12,779 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-14 | 4,030 | $40.91 | 8,749 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-05-14 | 320 | $0.00 | 320 | $6.51 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-05-14 | 3,710 | $0.00 | 3,710 | $21.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-11-11 | No | 4 | M | Direct | |
| 16,000 | 2021-11-18 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2015
- The option award is fully vested.
- The option award vests as to 4,927 shares on 11/18/12, and the remaining shares vest monthly thereafter from 12/18/12 to 11/18/15
Billionaire Hedge Funds
