Filing Details

Accession Number:
0001246360-15-002207
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-15 17:35:12
Reporting Period:
2015-05-13
Filing Date:
2015-05-15
Accepted Time:
2015-05-15 17:35:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204912 D Keith Nosbusch 1201 South Second Street
Milwaukee WI 53204
Chairman, President And Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-13 1,300 $74.14 487,721 No 4 M Direct
Common Stock Disposition 2015-05-13 31 $123.62 0 No 4 I Indirect By Savings Plan
Common Stock Disposition 2015-05-13 22,626 $123.66 465,095 No 4 S Direct
Common Stock Disposition 2015-05-13 2,374 $124.19 462,721 No 4 S Direct
Common Stock Disposition 2015-05-14 15,668 $124.09 447,053 No 4 S Direct
Common Stock Disposition 2015-05-14 9,332 $124.40 437,721 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 I Indirect By Savings Plan
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Share Equivalents Disposition 2015-05-13 42 $0.00 42 $123.62
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-05-13 1,300 $0.00 1,300 $74.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 I Indirect
100,500 2012-12-01 2021-12-01 No 4 M Direct
Footnotes
  1. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 05/13/2015. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
  2. The share equivalents are payable in cash upon retirement or after termination of employment.
  3. Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 05/13/2015. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
  4. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $123.05 to $124.04. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  5. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $124.05 to $124.36. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  6. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $123.50 to $124.29. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  7. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $124.2999 to $124.63. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  8. Includes 16,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.