Filing Details

Accession Number:
0001490906-15-000031
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-15 17:04:52
Reporting Period:
2015-05-15
Filing Date:
2015-05-15
Accepted Time:
2015-05-15 17:04:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490906 Capitol Federal Financial Inc CFFN Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1587901 H Frank Wright C/O Capitol Federal Financial, Inc.
700 S. Kansas Avenue
Topeka KS 66603
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Cffn Common Stock Disposition 2015-05-15 6,443 $12.09 5,437 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Cffn Common Stock 47,832 Indirect ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Cffn Common Stock CFFN non-qualified stock option $13.10 2028-10-29 9,000 9,000 Direct
Cffn Common Stock CFFN incentive stock option $13.10 2023-10-29 3,000 3,000 Direct
Cffn Common Stock CFFN incentive stock option $11.91 2022-05-14 35,584 35,584 Direct
Cffn Common Stock CFFN non-qualified stock option $11.91 2027-05-14 6,416 6,416 Direct
Cffn Common Stock CFFN phantom stock $11.69 2015-12-31 2,635 2,635 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-10-29 9,000 9,000 Direct
2023-10-29 3,000 3,000 Direct
2022-05-14 35,584 35,584 Direct
2027-05-14 6,416 6,416 Direct
2015-12-31 2,635 2,635 Direct
Footnotes
  1. 3,000 options vested or will vest on April 29, 2014, April 29, 2015 and April 29, 2016.
  2. 3,000 options will vest on April 29, 2017.
  3. 8,396 options vested or will vest on January 10, 2013, January 10, 2014, January 10, 2015 and January 10, 2016.
  4. 1,604 options vested or will vest on January 10, 2013, January 10, 2014, January 10, 2015 and January 10, 2016.
  5. Phantom stock units are acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisition.