Filing Details
- Accession Number:
- 0001127602-15-017510
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-15 16:37:46
- Reporting Period:
- 2015-05-14
- Filing Date:
- 2015-05-15
- Accepted Time:
- 2015-05-15 16:37:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7789 | Associated Banc-Corp | ASB | State Commercial Banks (6022) | 391098068 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1323990 | James Yee | Associated Banc-Corp 433 Main Street Green Bay WI 54301 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Acquisiton | 2015-05-14 | 19,656 | $12.89 | 69,255 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2015-05-14 | 19,656 | $19.21 | 49,599 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2015-05-14 | 3,407 | $19.26 | 46,192 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2015-05-14 | 19,656 | $0.00 | 19,656 | $12.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,656 | 2022-05-14 | No | 4 | M | Direct |
Footnotes
- Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.
- Stock Options vested 50% on the third anniversary after the grant date and the remaining 50% will vest on the fifth anniversary after the grant date.
Billionaire Hedge Funds
