Filing Details
- Accession Number:
- 0001209191-15-043323
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-15 16:21:03
- Reporting Period:
- 2015-05-12
- Filing Date:
- 2015-05-15
- Accepted Time:
- 2015-05-15 16:21:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1289308 | Enersys | ENS | Wholesale-Electrical Apparatus & Equipment, Wiring Supplies (5063) | 233058564 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298279 | D John Craig | 2366 Bernville Road Reading PA 19605 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-05-12 | 52,553 | $0.00 | 362,402 | No | 4 | A | Direct | |
Common Stock | Disposition | 2015-05-13 | 20,603 | $68.50 | 341,799 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-05-14 | 29,397 | $68.99 | 312,402 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Acquisiton | 2015-05-12 | 49,834 | $0.00 | 49,834 | $68.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
49,834 | 2025-05-12 | No | 4 | A | Direct |
Footnotes
- These shares were granted as performance market share units and vest one-hundred percent on May 12, 2018, subject to acceleration and cancellation upon the occurrence of certain events. Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on the third anniversary of the date of grant and the ratio referenced in the following sentence. The payout factor is determined by reference to a ratio of (x)(i) the 90-day average closing price on the vesting date plus an amount equal to reinvested cash dividends during the period between the date of grant and the vesting date, less (ii) the 90-day average closing price on the date of grant, divided by (y) the 90-day average closing price on the date of grant. These shares represent the market share units granted, assuming the payout factor of 100%. The maximum payout factor is 200%.
- This grant was made after markets had closed.
- This transaction was executed in multiple trades at prices ranging from $68.50 to $68.60. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request.
- This transaction was executed in multiple trades at prices ranging from $68.50 to $69.37. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request.
- The options vest in three equal annual installments beginning on May 12, 2016, subject to acceleration or forfeiture in certain specified circumstances.