Filing Details
- Accession Number:
- 0001225208-15-012152
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-15 13:27:57
- Reporting Period:
- 2015-05-13
- Filing Date:
- 2015-05-15
- Accepted Time:
- 2015-05-15 13:27:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1444397 | Ocean Shore Holding Co. | OSHC | Savings Institution, Federally Chartered (6035) | 800282446 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298431 | E Steven Brady | 1001 Asbury Avenue Ocean City NJ 08226 | Pres. & Chief Exec. Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-05-13 | 38,865 | $13.19 | 72,283 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-05-13 | 35,656 | $15.34 | 36,627 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-05-14 | 3,100 | $13.19 | 39,727 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-05-14 | 325 | $15.00 | 39,402 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-05-14 | 875 | $15.35 | 38,527 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-05-14 | 900 | $15.30 | 37,627 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-05-14 | 1,000 | $15.26 | 36,627 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2015-05-13 | 38,865 | $0.00 | 38,865 | $13.19 |
Common Stock | Stock Option (right to buy) | Disposition | 2015-05-14 | 3,100 | $0.00 | 3,100 | $13.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,823 | 2006-08-10 | 2015-08-10 | No | 4 | M | Direct |
47,723 | 2006-08-10 | 2015-08-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 31,456 | Indirect | By 401(k) |
Common Stock | 3,234 | Indirect | By deferred compensation plan |
Common Stock | 10,933 | Indirect | By ESOP |
Common Stock | 5,169 | Indirect | By SERP |
Common Stock | 4,940 | Indirect | By Stock Award |
Common Stock | 8,000 | Indirect | By Stock Award II |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $10.21 | 2011-08-18 | 2020-08-18 | 54,500 | 54,500 | Direct |
Common Stock | Stock Option (right to buy) | $14.14 | 2014-11-19 | 2023-11-19 | 5,000 | 5,000 | Direct |
Common Stock | Stock Option (right to buy) | $11.32 | 2008-11-20 | 2017-11-20 | 3,956 | 3,956 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-08-18 | 54,500 | 54,500 | Direct |
2023-11-19 | 5,000 | 5,000 | Direct |
2017-11-20 | 3,956 | 3,956 | Direct |
Footnotes
- The 38,865 shares exercised are Non-Statutory Stock Options.
- The 3,100 shares exercised are Non-Statutory Stock Options.
- Stock Awards granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on August 18, 2011.
- Stock Awards granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on November 19, 2014.
- Stock Options granted pursuant to the Ocean Shore Holding Co. 2005 Equity Incentive Plan vest in five equal annual installments commencing on August 10, 2006.
- Stock Options granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on August 18, 2011.
- Stock Options granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on November 19, 2014.
- Stock Options granted pursuant to the Ocean Shore Holding Co. 2005 Equity Incentive Plan vest in five equal annual installments commencing on November 20, 2008.