Home > Insider Trading > Filing (0001225208-15-012149)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1500213	Si Financial Group Inc.	SIFI	Savings Institution, Federally Chartered (6035)	800643149

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1304952	L Laurie Gervais	803 Main Street Willimantic CT 06226	Senior Vice President Of The B	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-05-14	15,679	$11.25	30,336	No	4	M	Direct
Common Stock	Disposition	2015-05-14	200	$11.74	30,136	No	4	S	Direct
Common Stock	Disposition	2015-05-14	400	$11.37	29,736	No	4	S	Direct
Common Stock	Disposition	2015-05-14	500	$11.28	29,236	No	4	S	Direct
Common Stock	Disposition	2015-05-14	700	$11.61	28,536	No	4	S	Direct
Common Stock	Disposition	2015-05-14	700	$11.36	27,836	No	4	S	Direct
Common Stock	Disposition	2015-05-14	1,000	$11.62	26,836	No	4	S	Direct
Common Stock	Disposition	2015-05-14	1,000	$11.34	25,836	No	4	S	Direct
Common Stock	Disposition	2015-05-14	1,500	$11.46	24,336	No	4	S	Direct
Common Stock	Disposition	2015-05-14	1,500	$11.35	22,836	No	4	S	Direct
Common Stock	Disposition	2015-05-14	2,800	$11.35	20,036	No	4	S	Direct
Common Stock	Disposition	2015-05-14	5,379	$11.26	14,657	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options	Disposition	2015-05-14	15,679	$0.00	15,679	$11.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2006-05-17	2015-05-17	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	19,152	Indirect	By 401(k)
Common Stock	449	Indirect	By Custodian For Child 1
Common Stock	449	Indirect	By Custodian For Child 2
Common Stock	5,646	Indirect	By ESOP
Common Stock	6,250	Indirect	By Performance Stock Award
Common Stock	5,000	Indirect	By Stock Award

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$9.40	2012-02-16	2021-02-16	5,000	5,000	Direct
Common Stock	Stock Options	$5.68	2011-02-24	2020-02-24	4,490	4,490	Direct
Common Stock	Stock Options	$11.01	2013-10-24	2022-10-24	30,000	30,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-02-16	5,000	5,000	Direct
2020-02-24	4,490	4,490	Direct
2022-10-24	30,000	30,000	Direct

Footnotes

This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited.
Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013.
Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.
Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 16, 2012.
Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2013.