Filing Details
- Accession Number:
- 0001209191-15-042996
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-14 19:58:26
- Reporting Period:
- 2015-05-12
- Filing Date:
- 2015-05-14
- Accepted Time:
- 2015-05-14 19:58:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1318490 | F Kamran Husain | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-05-12 | 700 | $60.37 | 1,311 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-05-12 | 800 | $64.37 | 2,111 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-05-12 | 450 | $107.98 | 2,561 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-05-12 | 200 | $49.83 | 2,761 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-05-12 | 800 | $71.11 | 3,561 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-05-12 | 500 | $135.10 | 3,061 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-05-12 | 700 | $135.07 | 2,361 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-05-12 | 800 | $135.03 | 1,561 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-05-12 | 450 | $134.99 | 1,111 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-05-12 | 200 | $135.07 | 911 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-05-12 | 800 | $135.00 | 111 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2015-05-12 | 800 | $64.37 | 800 | $64.37 |
Common Stock | Stock Option | Disposition | 2015-05-12 | 700 | $60.37 | 700 | $60.37 |
Common Stock | Stock Option | Disposition | 2015-05-12 | 450 | $107.98 | 450 | $107.98 |
Common Stock | Stock Option | Disposition | 2015-05-12 | 200 | $49.83 | 200 | $49.83 |
Common Stock | Stock Option | Disposition | 2015-05-12 | 800 | $71.11 | 800 | $71.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
672 | 2013-05-01 | 2019-05-01 | No | 4 | M | Direct |
94 | 2012-04-27 | 2018-04-27 | No | 4 | M | Direct |
1,666 | 2015-04-29 | 2021-04-29 | No | 4 | M | Direct |
78 | 2011-04-27 | 2017-04-27 | No | 4 | M | Direct |
1,200 | 2014-04-30 | 2020-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 260 | Indirect | By 401(k)/ESOP |
Footnotes
- The 800 shares were sold through separate trades, with the sale prices ranging from $135.0201 to $135.0701 and at a weighted average sale price of $135.029.
- The 450 shares were sold through separate trades, with the sale prices ranging from $134.9901 to $134.991 and at a weighted average sale price of $134.9906.
- The 200 shares were sold through separate trades, with the sale prices ranging from $135.07 to $135.0701 and at a weighted average sale price of $135.0701.
- The 800 shares were sold through separate trades, with the sale prices ranging from $134.92 to $135.0301 and at a weighted average sale price of $134.996.