Filing Details
- Accession Number:
- 0001209191-15-042993
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-14 19:54:56
- Reporting Period:
- 2015-05-12
- Filing Date:
- 2015-05-14
- Accepted Time:
- 2015-05-14 19:54:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1259867 | W Gregory Becker | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-12 | 3,570 | $45.19 | 40,986 | No | 4 | M | Indirect | Revocable Trust |
| Common Stock | Disposition | 2015-05-12 | 3,570 | $135.00 | 37,416 | No | 4 | S | Indirect | Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | Revocable Trust |
| No | 4 | S | Indirect | Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2015-05-12 | 3,570 | $45.19 | 3,570 | $45.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,045 | 2011-07-27 | 2017-07-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,525 | Indirect | By 401(k)/ESOP |
Footnotes
- Since the date of the reporting person's last ownership report, he disposed a total of 4,543 shares of common stock in a transaction exempted from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-12 thereunder.
Billionaire Hedge Funds
