Filing Details
- Accession Number:
- 0001209191-15-042990
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-14 19:48:38
- Reporting Period:
- 2015-05-12
- Filing Date:
- 2015-05-14
- Accepted Time:
- 2015-05-14 19:48:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1328143 | Adamas Pharmaceuticals Inc | ADMS | Pharmaceutical Preparations (2834) | 421560076 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1604541 | T Gregory Went | C/O Adamas Pharmaceuticals, Inc. 1900 Powell St., Suite 750 Emeryville CA 94608 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-05-12 | 500 | $1.88 | 20,508 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-05-12 | 500 | $18.01 | 20,008 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-05-12 | 1,800 | $18.00 | 391,092 | No | 4 | S | Indirect | Gregory T Went & Marjorie S Went ttees Went Family Living Trust dtd 03/24/11 |
Common Stock | Acquisiton | 2015-05-13 | 10,028 | $1.88 | 30,036 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-05-13 | 28 | $18.00 | 30,008 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-05-13 | 100 | $18.00 | 390,992 | No | 4 | S | Indirect | Gregory T Went & Marjorie S Went ttees Went Family Living Trust dtd 03/24/11 |
Common Stock | Acquisiton | 2015-05-14 | 100 | $1.88 | 30,108 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-05-14 | 100 | $18.00 | 30,008 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-05-14 | 200 | $18.00 | 390,792 | No | 4 | S | Indirect | Gregory T Went & Marjorie S Went ttees Went Family Living Trust dtd 03/24/11 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | Gregory T Went & Marjorie S Went ttees Went Family Living Trust dtd 03/24/11 |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | Gregory T Went & Marjorie S Went ttees Went Family Living Trust dtd 03/24/11 |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | Gregory T Went & Marjorie S Went ttees Went Family Living Trust dtd 03/24/11 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2015-05-12 | 500 | $0.00 | 500 | $1.88 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2015-05-13 | 10,028 | $0.00 | 10,028 | $1.88 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2015-05-14 | 100 | $0.00 | 100 | $1.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
225,028 | 2016-09-12 | No | 4 | M | Direct | |
215,000 | 2016-09-12 | No | 4 | M | Direct | |
214,900 | 2016-09-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,666 | Indirect | Gregory T Went Cust - Bridget Went Under CA Uniform Transfers to Minors Act |
Common Stock | 6,666 | Indirect | Gregory T Went Cust - Cora Went Under CA Uniform Transfers to Minors Act |
Common Stock | 80,000 | Indirect | Gregory T Went & Marjorie S Went ttees 2012 Irr Trust FBO Bridget Elise Went |
Common Stock | 80,000 | Indirect | Gregory T Went & Marjorie S Went ttees 2012 Irr Trust FBO Cora Margaret Went |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $18.00 to $18.01. The price reported above reflects the weighted average sale price. The reporting person herebyundertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction waseffected.
- This option is fully vested and exercisable.