Filing Details
- Accession Number:
- 0001144204-15-030907
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-14 18:59:38
- Reporting Period:
- 2015-04-21
- Filing Date:
- 2015-05-14
- Accepted Time:
- 2015-05-14 18:59:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1472847 | Harrison Vickers & Waterman Inc | HVCW | Services-Business Services, Nec (7389) | 262883037 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1617030 | Richard James Giordano | 4224 White Plains Road 3Rd Floor Bronx NY 10466 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-04-21 | 87,990,000 | $0.00 | 9,867 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2015-04-21 | 32,300 | $0.00 | 0 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | S | Direct |
Footnotes
- HVW Holdings LLC sold 87,990,000 shares of common stock to Attitude Drinks Incorporated for $65,000 in a private transaction.
- These shares were owned directly by HVW Holdings LLC. The Highgrove 44 Trust and the Rothman, Reed & Rothchild Trust are members of HVW Holdings LLC. James Giordano is the managing member of HVW Holdings LLC and has the power to vote and dispose of the securities owned by HVW Holdings LLC. Mr. Giordano disclaims beneficial ownership of the shares held by HVW Holdings LLC except to the extent of any pecuniary interest that he may have in HVW Holdings LLC.
- The Series A Preferred Stock is convertible at any time at the holder's election, and has no expiration date.
- Each share of Series A Preferred Stock is convertible into 1,000 shares of common stock.
- The shares of Series A Preferred Stock were transferred by HVW Holdings LLC to a purchaser in consideration of the sale of Attitude Beer Holding Co. to Harrison Vickers and Waterman Inc.