Filing Details

Accession Number:
0001126234-15-000104
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-14 16:57:33
Reporting Period:
2015-02-18
Filing Date:
2015-05-14
Accepted Time:
2015-05-14 16:57:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126234 Newlink Genetics Corp (NLNK) Pharmaceutical Preparations (2834) 421491350
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187572 Iii B John Henneman C/O Newlink Genetics Corporation
2700 Via Fortuna, Suite 100
Austin TX 78746
Evp, Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-02-18 300 $0.00 47,489 No 4 G Direct
Common Stock Acquisiton 2015-05-14 3,000 $37.30 50,489 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 P Direct
Footnotes
  1. Includes 40,789 restricted stock units ("RSUs") previously reported as holdings of the Reporting Person granted under the Issuer's 2009 Equity Incentive Plan (the "Plan"). The RSUs will vest, and shares will be delivered to the Reporting Person in a series of four successive annual installments beginning on October 1, 2015, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
  2. Includes 2,000 RSUs previously reported as holdings of the Reporting Person granted under the Plan. The RSUs will vest, and shares will be delivered to the Reporting Person in a series of four successive annual installments beginning on January 2, 2016, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.