Filing Details
- Accession Number:
- 0001209191-15-042801
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-14 16:25:51
- Reporting Period:
- 2015-05-12
- Filing Date:
- 2015-05-14
- Accepted Time:
- 2015-05-14 16:25:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1267565 | Collegium Pharmaceutical Inc | COLL | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253886 | G Patrick Enright | 800 El Camino Real Suite 220 Menlo Park CA 94024 | No | No | Yes | No | |
1419701 | L.p. Partners Venture Longitude | 800 El Camino Real Suite 220 Menlo Park CA 94024 | No | No | Yes | No | |
1430719 | Longitude Capital Associates, L.p. | 800 El Camino Real Suite 220 Menlo Park CA 94024 | No | No | Yes | No | |
1430720 | Longitude Capital Partners, Llc | 800 El Camino Real Suite 220 Menlo Park CA 94024 | No | No | Yes | No | |
1431159 | Juliet Bakker Tammenoms | 800 El Camino Real Suite 220 Menlo Park CA 94024 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-05-12 | 3,060,502 | $0.00 | 3,060,502 | No | 4 | C | Indirect | By Longitude Venture Partners, L.P. |
Common Stock | Acquisiton | 2015-05-12 | 196,070 | $12.00 | 3,256,572 | No | 4 | P | Indirect | By Longitude Venture Partners, L.P. |
Common Stock | Acquisiton | 2015-05-12 | 61,340 | $0.00 | 61,340 | No | 4 | C | Indirect | By Longitude Capital Associates, L.P. |
Common Stock | Acquisiton | 2015-05-12 | 3,930 | $12.00 | 65,270 | No | 4 | P | Indirect | By Longitude Capital Associates, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Longitude Venture Partners, L.P. |
No | 4 | P | Indirect | By Longitude Venture Partners, L.P. |
No | 4 | C | Indirect | By Longitude Capital Associates, L.P. |
No | 4 | P | Indirect | By Longitude Capital Associates, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Preferred Stock | Disposition | 2015-05-12 | 12,837,935 | $0.00 | 1,860,570 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2015-05-12 | 257,303 | $0.00 | 37,290 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2015-05-12 | 3,160,905 | $0.00 | 458,102 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2015-05-12 | 63,356 | $0.00 | 9,182 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2015-05-12 | 5,045,381 | $0.00 | 741,830 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2015-05-12 | 101,128 | $0.00 | 14,868 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- All series of convertible preferred stock automatically converted into Collegium Pharmaceutical, Inc. common stock on a 1-for-6.9 basis immediately prior to the closing of the initial public offering and had no expiration date.
- Reflects the conversion of preferred stock into Collegium Pharmaceutical, Inc. common stock on a 1-for-6.9 basis which became effective on May 12, 2015, and includes 10,616 shares issued on May 12, 2015 to LVP, and 212 shares issued on May 12, 2015 to LCA, upon conversion of the Series D Convertible Preferred Stock in payment of accrued dividends thereon.
- This report is filed jointly by Longitude Capital Partners, LLC ("LCP"), Longitude Venture Partners, L.P. ("LVP"), Longitude Capital Associates, L.P. ("LCA"), Patrick G. Enright ("Enright") and Juliet Tammenoms Bakker ("Bakker"), all of whom share beneficial ownership of more than 10% of the capital stock of the Issuer. LCP, as general partner of each of LVP and LCA, has the power to vote and dispose of securities held by each of them and may be deemed to have beneficial ownership of the shares owned by LVP and LCA. Enright and Bakker are each managing members of LCP and in their capacity as such, may be deemed to exercise shared voting and investment power over the shares held by the reporting persons. Each of LCP, Enright and Bakker disclaims beneficial ownership of the securities of the Issuer held by LVP and LCA except to the extent of their respective pecuniary interest therein.