Home > Insider Trading > Filing (0000021175-15-000069)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
21175	Cna Financial Corp	CNA	Fire, Marine & Casualty Insurance (6331)	366169860

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1223649	D Jonathan Kantor	333 S. Wabash Ave. Chicago IL 60604	Evp, Gen. Counsel & Sec.	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2015-05-12	21,826	$39.33	4,211	No	4	S	Direct
Common Stock	Disposition	2015-05-13	4,211	$39.20	0	No	4	S	Direct
Common Stock	Acquisiton	2015-05-13	30,000	$39.21	5,103	No	4	M	Direct
Common Stock	Disposition	2015-05-13	5,103	$39.03	0	No	4	S	Direct
Common Stock	Acquisiton	2015-05-13	12,933	$39.21	9,136	No	4	M	Direct
Common Stock	Disposition	2015-05-13	9,136	$39.03	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Rights	Disposition	2015-05-13	30,000	$0.00	30,000	$32.54
Common Stock	Stock Appreciation Rights	Disposition	2015-05-13	12,933	$0.00	12,933	$11.51

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2018-02-06	No	4	M	Direct
17,067		2019-02-04	No	4	M	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $39.23 to $39.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
This transaction was executed in multiple trades at prices ranging from $39.06 to $39.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
The Reporting Person exercised 30,000 Stock Appreciation Rights and as such received a post tax net gain of 5,103 shares of the issuers common stock.
The Reporting Person exercised 12,933 Stock Appreciation Rights and as such received a post tax net gain of 9,136 shares of the issuers common stock.
As previously reported, the option became exercisable in four equal annual installments beginning on February 6, 2009.
As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.
As previously reported, the option became exercisable in four equal annual installments beginning on February 4, 2010.