Filing Details
- Accession Number:
- 0000754673-15-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-14 14:50:03
- Reporting Period:
- 2015-05-13
- Filing Date:
- 2015-05-14
- Accepted Time:
- 2015-05-14 14:50:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 754673 | Suffolk Bancorp | SUBK | National Commercial Banks (6021) | 112708279 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1235042 | D Frank Filipo | C/O Suffolk Bancorp 4 West Second Street Riverhead NY 11901 | Evp & Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | Acquisiton | 2015-05-13 | 20,000 | $13.44 | 29,138 | No | 4 | M | Direct | |
| Suffolk Bancorp Common Stock | Disposition | 2015-05-13 | 20,000 | $24.02 | 9,138 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | Disposition | 2015-05-13 | 6,667 | $0.00 | 6,667 | $13.44 |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | Disposition | 2015-05-13 | 6,667 | $0.00 | 6,667 | $13.44 |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | Disposition | 2015-05-13 | 6,666 | $0.00 | 6,666 | $13.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-03-29 | 2022-03-29 | No | 4 | M | Direct |
| 0 | 2014-03-29 | 2022-03-29 | No | 4 | M | Direct |
| 0 | 2015-03-29 | 2022-03-29 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | $34.95 | 2007-01-23 | 2016-01-23 | 3,000 | 3,000 | Direct |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | $32.90 | 2008-01-29 | 2017-01-29 | 3,000 | 3,000 | Direct |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | $31.18 | 2009-01-28 | 2018-01-28 | 2,000 | 2,000 | Direct |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | $28.30 | 2010-01-20 | 2019-01-20 | 2,000 | 2,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-01-23 | 3,000 | 3,000 | Direct |
| 2017-01-29 | 3,000 | 3,000 | Direct |
| 2018-01-28 | 2,000 | 2,000 | Direct |
| 2019-01-20 | 2,000 | 2,000 | Direct |
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