Filing Details
- Accession Number:
- 0001181431-15-006916
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-05-14 14:45:24
- Reporting Period:
- 2015-04-21
- Filing Date:
- 2015-05-14
- Accepted Time:
- 2015-05-14 14:45:24
- Original Submission Date:
- 2015-04-23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1370637 | Etsy Inc | ETSY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1309626 | Union Square Ventures 2004 Lp | C/O Union Square Ventures 915 Broadway, 19Th Floor New York NY 10010 | No | No | Yes | No | |
1508427 | Union Square Ventures Opportunity Fund Lp | C/O Union Square Ventures 915 Broadway, 19Th Floor New York NY 10010 | No | No | Yes | No | |
1535824 | Union Square Principals 2004, A Delaware Multiple Series Llc | C/O Union Square Ventures 915 Broadway, 19Th Floor New York NY 10010 | No | No | Yes | No | |
1633002 | Union Square Opportunity Gp, L.l.c. | C/O Union Square Ventures 915 Broadway, 19Th Floor New York NY 10010 | No | No | Yes | No | |
1640011 | John Buttrick | C/O Union Square Ventures 915 Broadway, 19Th Floor New York NY 10010 | No | No | Yes | No | |
1640012 | Andy Weissman | C/O Union Square Ventures 915 Broadway, 19Th Floor New York NY 10010 | No | No | Yes | No | |
1640014 | Albert Wenger | C/O Union Square Ventures 915 Broadway, 19Th Floor New York NY 10010 | No | No | Yes | No | |
1640018 | Brad Burnham | C/O Union Square Ventures 915 Broadway, 19Th Floor New York NY 10010 | No | No | Yes | No | |
1640023 | Union Square Gp 2004, L.l.c. | C/O Union Square Ventures 915 Broadway, 19Th Floor New York NY 10010 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-04-21 | 14,526,076 | $0.00 | 15,211,692 | No | 4 | C | Indirect | See Footnote |
Common Stock | Disposition | 2015-04-21 | 1,507,154 | $14.96 | 13,704,538 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- Each share of Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted into five shares of Common Stock of the Issuer upon the closing of the Issuer's initial public offering. The Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock have no expiration date.
- Each share of Series F Preferred Stock automatically converted into 0.5 shares of Common Stock of the Issuer upon the closing of the Issuer's initial public offering. The Series F Preferred Stock has no expiration date.
- Consists of (i) 13,245,580 shares owned by Union Square Ventures 2004, L.P. ("USV 2004"); (ii) 263,855 shares owned by Union Square Principals 2004, L.L.C. ("Principals"); (iii) 1,449,187 shares owned by Union Square Ventures Opportunity Fund, L.P. ("Opportunity"); (iv) 75,300 shares owned directly by John Buttrick ("Buttrick"); and (v) 177,770 shares owned directly by Albert Wenger ("Wenger").
- Union Square GP 2004, L.L.C. ("USGP") is the general partner of each of USV 2004 and Principals and, as such, has the power to vote and dispose of the shares held by each of them. Brad Burnham ("Burnham") and Frederick Wilson ("Wilson")(a director of the Issuer) are the managing members of USGP and, as such, share voting and dispositive power over the shares held by USV 2004 and Principals. As a result of their positions as USGP, Wenger and Buttrick may also share voting and dispostive power of the shares held by each of USV 2004 and Principals. Each of USGP, Burnham, Wilson, Wenger and Buttrick disclaim beneficial ownership of the shares owned by USV 2004 and Principals except to the extent of his or its respective pecuniary interest therein. As a director of the Issuer, Wilson files Section 16 reports separately.
- Union Square Opportunity GP, L.L.C. ("Opportunity GP") is the general partner of Opportunity and, as such has the power to vote and dispose of the shares held by Opportunity. Each of Wilson, Burnham, Wenger, Buttrick and Andy Weissman ("Weissman") are managers of Opportunity GP and, as such, share voting and dispositive power of the shares held by Opportunity. Each of Opportunity GP, Wilson, Burnham, Wenger, Buttrick and Weissman disclaim beneficial ownership of the shares owned by Opportunity, except to the extent of his or its respective pecuniary interest therein. As a director of the Issuer, Wilson files Section 16 reports separately.
- The sale of these shares of Common Stock consists of (i) 1,307,154 shares sold by USV 2004, and (ii) 200,000 shares sold by Opportunity.
- Consists of (i) 11,938,426 shares owned by USV 2004; (ii) 263,855 shares owned by Principals; (iii) 1,249,187 shares owned by Opportunity; (iv) 75,300 shares owned directly by Buttrick; and (v) 177,770 shares owned directly by Wenger.