Home > Insider Trading > Filing (0001209191-15-042317)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1616862	Axalta Coating Systems Ltd.	AXTA	Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851)	981073028

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1620394	M. Sean Lannon	Two Commerce Square 2001 Market Street Suite 3600 Philadelphia PA 19103	Global Controller, Pao	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Shares	Acquisiton	2015-05-11	5,853	$5.92	16,838	No	4	M	Direct
Common Shares	Acquisiton	2015-05-11	8,194	$8.88	25,032	No	4	M	Direct
Common Shares	Acquisiton	2015-05-11	9,364	$11.84	34,396	No	4	M	Direct
Common Shares	Disposition	2015-05-11	27,113	$32.01	7,283	No	4	S	Direct
Common Shares	Disposition	2015-05-11	7,283	$32.40	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Employee Stock Option	Disposition	2015-05-11	5,853	$0.00	5,853	$5.92
Common Shares	Employee Stock Option	Disposition	2015-05-11	8,194	$0.00	8,194	$8.88
Common Shares	Employee Stock Option	Disposition	2015-05-11	9,364	$0.00	9,364	$11.84
Common Shares	Employee Stock Option	Acquisiton	2015-05-12	14,939	$0.00	14,939	$32.50
Common Shares	Restricted Stock Units	Acquisiton	2015-05-12	23,076	$0.00	23,076	$0.00
Common Shares	Restricted Stock Units	Acquisiton	2015-05-12	3,846	$0.00	3,846	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
23,410	2023-07-30	No	4	M	Direct
32,773	2023-07-30	No	4	M	Direct
37,455	2023-07-30	No	4	M	Direct
14,939	2025-05-11	No	4	A	Direct
23,076		No	4	A	Direct
3,846		No	4	A	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.20 to $ 32.19. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.20 to $ 32.75. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.
This option vests in three equal installments on the first anniversary of the grant date.
This restricted stock unit grant vests in two equal annual installments beginning on the second anniversary of the grant date.
This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.