Filing Details
- Accession Number:
- 0001192482-15-000200
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-13 16:37:03
- Reporting Period:
- 2015-05-12
- Filing Date:
- 2015-05-13
- Accepted Time:
- 2015-05-13 16:37:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1267565 | Collegium Pharmaceutical Inc | COLL | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1619884 | David Hirsch | C/O Longitude Capital Partners, Llc 800 El Camino Real, Suite 220 Menlo Park CA 94024 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-05-12 | 1,860,570 | $0.00 | 1,860,750 | No | 4 | C | Indirect | By Longitude Venture Partners, L.P. |
Common Stock | Acquisiton | 2015-05-12 | 458,102 | $0.00 | 2,318,672 | No | 4 | C | Indirect | By Longitude Venture Partners, L.P. |
Common Stock | Acquisiton | 2015-05-12 | 741,830 | $0.00 | 3,060,502 | No | 4 | C | Indirect | By Longitude Venture Partners, L.P. |
Common Stock | Acquisiton | 2015-05-12 | 196,070 | $12.00 | 3,256,572 | No | 4 | P | Indirect | By Longitude Venture Partners, L.P. |
Common Stock | Acquisiton | 2015-05-12 | 37,290 | $0.00 | 37,290 | No | 4 | C | Indirect | By Longitude Capital Associates, L.P. |
Common Stock | Acquisiton | 2015-05-12 | 9,182 | $0.00 | 46,472 | No | 4 | C | Indirect | By Longitude Capital Associates, L.P. |
Common Stock | Acquisiton | 2015-05-12 | 14,868 | $0.00 | 61,340 | No | 4 | C | Indirect | By Longitude Capital Associates, L.P. |
Common Stock | Acquisiton | 2015-05-12 | 3,930 | $12.00 | 65,270 | No | 4 | P | Indirect | By Longitude Capital Associates, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Longitude Venture Partners, L.P. |
No | 4 | C | Indirect | By Longitude Venture Partners, L.P. |
No | 4 | C | Indirect | By Longitude Venture Partners, L.P. |
No | 4 | P | Indirect | By Longitude Venture Partners, L.P. |
No | 4 | C | Indirect | By Longitude Capital Associates, L.P. |
No | 4 | C | Indirect | By Longitude Capital Associates, L.P. |
No | 4 | C | Indirect | By Longitude Capital Associates, L.P. |
No | 4 | P | Indirect | By Longitude Capital Associates, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Stock | Disposition | 2015-05-12 | 12,837,935 | $0.00 | 1,860,570 | $0.00 |
Common Stock | Series B Convertible Stock | Disposition | 2015-05-12 | 257,303 | $0.00 | 37,290 | $0.00 |
Common Stock | Series C Convertible Stock | Disposition | 2015-05-12 | 3,160,905 | $0.00 | 458,102 | $0.00 |
Common Stock | Series C Convertible Stock | Disposition | 2015-05-12 | 63,356 | $0.00 | 9,182 | $0.00 |
Common Stock | Series D Convertible Stock | Disposition | 2015-05-12 | 5,045,381 | $0.00 | 741,830 | $0.00 |
Common Stock | Series D Convertible Stock | Disposition | 2015-05-12 | 101,128 | $0.00 | 14,868 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- All series of Convertible Preferred Stock automatically converted into Collegium Pharmaceutical, Inc. common stock on a 1-for-6.9 basis immediately prior to the closing of the initial public offering and had no expiration date.
- Reflects the conversion of preferred stock into Collegium Pharmaceutical, Inc. common stock on a 1-for-6.9 basis which became effective on May 12, 2015.
- The shares are held by Longitude Venture Partners, L.P. and Longitude Capital Associates, L.P. (collectively, the "Longitude Funds"). Longitude Capital Partners, LLC is the general partner of the Longitude Funds. Patrick G. Enright and Juliet Tammenoms Bakker are managing members of Longitude Capital Partners, LLC and in their capacity as such, may be deemed to exercise shared voting and investment power over the shares held by the reporting persons. David Hirsch is a member of Longitude Capital Partners, LLC. Dr. Hirsch disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.