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Filing Details

Accession Number:: 0000908662-15-000185
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-05-13 16:31:05
Reporting Period:: 2015-05-11

Filing Date:: 2015-05-13
Accepted Time:: 2015-05-13 16:31:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
825411	Sevcon Inc.	SEV	Electrical Industrial Apparatus (3620)	042985631

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1535780	J. Ryan Morris	C/O Sevcon, Inc. 155 Northboro Road Southborough MA 01772		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-05-11	2,707	$9.57	85,978	No	4	P	Indirect	By Meson Capital L.P.
Common Stock	Acquisiton	2015-05-12	700	$9.74	86,678	No	4	P	Indirect	By Meson Capital L.P.
Common Stock	Acquisiton	2015-05-13	1,136	$9.89	87,814	No	4	P	Indirect	By Meson Capital L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Meson Capital L.P.
No	4	P	Indirect	By Meson Capital L.P.
No	4	P	Indirect	By Meson Capital L.P.

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Convertible Preferred Stock	Acquisiton	2015-05-11	843	$24.00	2,529	$8.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
49,263	2014-09-08		No	4	P	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,000	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Series A Convertible Preferred Stock	$8.00	2014-09-08		1,014	338	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	1,014	338	Direct

Footnotes

The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $9.41 to $9.99, inclusive. The reporting person undertakes to provide to Sevcon, Inc., any security holder of Sevcon, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $9.71 to $9.75, inclusive. The reporting person undertakes to provide to Sevcon, Inc., any security holder of Sevcon, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $9.78 to $9.95, inclusive. The reporting person undertakes to provide to Sevcon, Inc., any security holder of Sevcon, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
The Series A Convertible Preferred Stock has no expiration date.