Filing Details
- Accession Number:
- 0001192482-15-000189
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-13 16:25:28
- Reporting Period:
- 2015-05-13
- Filing Date:
- 2015-05-13
- Accepted Time:
- 2015-05-13 16:25:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1630132 | Bojangles' Inc. | BOJA | Retail-Eating Places (5812) | 452988924 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1641059 | L Tommy Haddock | C/O Bojangles', Inc. 9432 Southern Pine Boulevard Charlotte NC 28273 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-05-13 | 831,633 | $0.00 | 831,633 | No | 4 | C | Indirect | See Footnote |
Common Stock | Disposition | 2015-05-13 | 206,558 | $19.00 | 625,075 | No | 4 | S | Indirect | See Footnote |
Restricted Stock Units | Acquisiton | 2015-05-13 | 2,631 | $0.00 | 2,631 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2015-05-13 | 831,633 | $0.00 | 831,633 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- All shares of Series A preferred stock were automatically converted into shares of common stock at the time of the closing of the Issuer's initial public offering on May 13, 2015.
- The securities are held of record by Tri-Arc Food Systems, Inc. Tommy L. Haddock is the president and director, and a major stockholder, of Tri-Arc Food Systems, Inc, and accordingly has beneficial ownership of the shares held directly by Tri-Arc Food Systems, Inc.
- Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock.
- 100% of the restricted stock units will vest on the date of the Issuer's next annual meeting, subject to the reporting person's continued service to the Company. Vested shares will be delivered to the reporting person within ten days of the vesting date of such restricted stock unit.