Filing Details

Accession Number:
0000919574-15-003968
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-13 16:22:05
Reporting Period:
2015-05-11
Filing Date:
2015-05-13
Accepted Time:
2015-05-13 16:22:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825202 Sprott Focus Trust Inc. FUND (0) 592876580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185838 Whitney W George C/O Sprott Asset Management Lp
200 Bay Street, Suite 2700
Toronto A6 M5J 2J1
Vice President Yes Yes Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-11 23,785 $7.60 2,493,140 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,094,437 Indirect Held by spouse
Common Stock 437,817 Indirect Held by spouse
Common Stock 148,136 Indirect Held by spouse
Footnotes
  1. Shares held in The Mallory Descendant's Trust U/T/A DTD 12/13/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares held by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.