Filing Details
- Accession Number:
- 0001547903-15-000087
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-12 18:13:11
- Reporting Period:
- 2015-05-08
- Filing Date:
- 2015-05-12
- Accepted Time:
- 2015-05-12 18:13:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547903 | Nmi Holdings Inc. | NMIH | Surety Insurance (6351) | 454914248 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1289111 | G James Jones | C/O Nmi Holdings, Inc. 2100 Powell Street, 12Th Fl. Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2015-05-08 | 4,940 | $0.00 | 24,362 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2015-05-08 | 12,000 | $7.90 | 57,000 | No | 4 | P | Indirect | By James G. Jones and Maria F. Jones Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | P | Indirect | By James G. Jones and Maria F. Jones Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Restricted Stock Unit (right to receive) | Disposition | 2015-05-08 | 4,940 | $0.00 | 4,940 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into common stock on a one-for-one basis.
- The common stock was purchased by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average purchase price of $7.90. The range of purchase prices on the transaction date was $7.86 to $7.91 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- On May 8, 2014, the reporting person was granted 4,940 restricted stock units, vesting on the first anniversary of the grant date.
Billionaire Hedge Funds
