Filing Details
- Accession Number:
- 0001547903-15-000086
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-12 18:07:47
- Reporting Period:
- 2015-05-08
- Filing Date:
- 2015-05-12
- Accepted Time:
- 2015-05-12 18:07:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1547903 | Nmi Holdings Inc. | NMIH | Surety Insurance (6351) | 454914248 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1610475 | Iii Hamilton Robert Fore | C/O Nmi Holdings, Inc. 2100 Powell Street, 12Th Fl. Emeryville CA 94608 | Vice President, Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2015-05-08 | 3,333 | $0.00 | 18,090 | No | 4 | M | Direct | |
Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2015-05-11 | 1,224 | $7.81 | 16,866 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | Restricted Stock Unit (right to receive) | Disposition | 2015-05-08 | 3,333 | $0.00 | 3,333 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,667 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into common stock on a one-for-one basis.
- Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2014 to pay withholding taxes due in connection with the vesting of certain restricted stock units on May 8, 2015.
- Represents 2,109 class A common shares and 14,757 unvested restricted stock units.
- On May 8, 2014, the reporting person was granted 10,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.