Filing Details
- Accession Number:
- 0001094891-15-000167
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-12 16:43:02
- Reporting Period:
- 2015-05-12
- Filing Date:
- 2015-05-12
- Accepted Time:
- 2015-05-12 16:43:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1622577 | Arowana Inc. | ARWA | Blank Checks (6770) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1641026 | C. John Moore | C/O Arowana Inc. Level 11, 153 Walker Street North Sydney C3 NSW 2060 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2015-05-12 | 642 | $10.00 | 16,043 | No | 4 | P | Indirect | by Ralsten Pty Ltd. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | by Ralsten Pty Ltd. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Share | Right to Receive Ordinary Share | Acquisiton | 2015-05-12 | 642 | $10.00 | 64 | $0.00 |
| Ordinary Share | Redeemable Warrant | Acquisiton | 2015-05-12 | 642 | $10.00 | 321 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,043 | No | 4 | P | Indirect | ||
| 16,043 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 25,554 | Indirect | by Ralsten Pty Ltd. |
Footnotes
- Ralsten Pty Ltd. is an entity controlled by Mr. Moore. Mr. Moore disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Moore is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose.
- Represents securities underlying units of the Issuer ("Unit"). Each Unit consists of one ordinary share, one right ("Right") to receive one-tenth of one ordinary share upon the consummation of the Issuer's initial business combination and one redeemable warrant ("Warrant") entitling the holder to purchase one-half of one ordinary share.
- Represents the price for which 642 Units were purchased, which price includes consideration for the underlying Ordinary Shares, Rights and Warrants. The Reporting Person irrevocably committed to purchase such Units prior to the effective date of the registration statement relating to the Issuer's initial public offering.
- Each Right entitles the holder to receive one-tenth (1/10) of one ordinary share upon consummation of the Issuer's initial business combination.
- If the Issuer fails to consummate an initial business combination within eighteen (18) months from the closing of the Issuer's initial public offering, the Issuer will be dissolved and the Rights will expire worthless.
- Each Warrant entitles the holder thereof to purchase one-half of one ordinary share at a price of $12.50 per full share, exercisable in multiples of two.
- Each Warrant will become exercisable on the later of the completion of an initial business combination and April 30, 2016.
- Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption.
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