Home > Insider Trading > Filing (0001094891-15-000163)

Filing Details

Accession Number:: 0001094891-15-000163
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-05-12 16:27:02
Reporting Period:: 2015-05-12

Filing Date:: 2015-05-12
Accepted Time:: 2015-05-12 16:27:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1622577	Arowana Inc.	ARWA	Blank Checks (6770)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1641024	Kevin Chin	C/O Arowana Inc. Level 11, 153 Walker Street North Sydney C3 NSW 2060	Chairman And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares	Acquisiton	2015-05-12	13,081	$10.00	123,281	No	4	P	Indirect	by The Panaga Group Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	by The Panaga Group Trust

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Ordinary Share	Right to Receive Ordinary Share	Acquisiton	2015-05-12	13,081	$10.00	1,308	$0.00
Ordinary Share	Redeemable Warrant	Acquisiton	2015-05-12	13,081	$10.00	6,541	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
123,281			No	4	P	Indirect
123,281			No	4	P	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Ordinary Shares	827,979	Indirect	by The Panaga Group Trust

Footnotes

Mr. Chin is a beneficiary of The Panaga Group Trust and one of the directors of the corporate trustee of such fund. Accordingly, he may be deemed to have voting and dispositive power over the shares held by this entity. Mr. Chin disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Chin is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Represents securities underlying units of the Issuer ("Unit"). Each Unit consists of one ordinary share, one right ("Right") to receive one-tenth of one ordinary share upon the consummation of the Issuer's initial business combination and one redeemable warrant ("Warrant") entitling the holder to purchase one-half of one ordinary share.
Represents the price for which the 13,081 Units were purchased, which price includes consideration for the underlying Ordinary Shares, Rights and Warrants. The Reporting Person irrevocably comitted to purchase such Units prior to the effective date of the registration statement relating to the Issuer's initial public offering.
Each Right entitles the holder to receive one-tenth (1/10) of one ordinary share upon consummation of the Issuer's initial business combination.
If the Issuer fails to consummate an initial business combination within eighteen (18) months from the closing of the Issuer's initial public offering, the Issuer will be dissolved and the Rights will expire worthless.
Each Warrant entitles the holder thereof to purchase one-half of one ordinary share at a price of $12.50 per full share, exercisable in multiples of two.
Each Warrant will become exercisable on the later of the completion of an initial business combination and April 30, 2016.
Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption.