Filing Details
- Accession Number:
- 0001209191-15-041306
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-11 18:24:41
- Reporting Period:
- 2015-05-07
- Filing Date:
- 2015-05-11
- Accepted Time:
- 2015-05-11 18:24:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1392522 | Freescale Semiconductor Ltd. | FSL | Semiconductors & Related Devices (3674) | 980522138 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1475444 | Tc Group Cayman Investment Holdings, L.p. | C/O Intertrust Corporate Services 190 Elgin Avenue George Town E9 KY1-9005 | No | No | Yes | No | |
1527166 | L.p. Group Carlyle | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004-2505 | No | No | Yes | No | |
1548624 | L.l.c. Management Group Carlyle | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004-2505 | No | No | Yes | No | |
1548629 | L.l.c. Gp Ii Holdings Carlyle | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004-2505 | No | No | Yes | No | |
1548630 | L.p. Ii Holdings Carlyle | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004-2505 | No | No | Yes | No | |
1548636 | L.p. Sub Holdings Investment Cayman Group Tc | C/O Intertrust Corporate Services 190 Elgin Avenue George Town E9 KY1-9005 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2015-05-07 | 9,534,587 | $36.12 | 205,671,482 | No | 4 | X | Indirect | See footnotes |
Common Shares | Disposition | 2015-05-07 | 8,691,432 | $39.62 | 196,980,050 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Warrants | Disposition | 2015-05-07 | 9,534,587 | $0.00 | 9,534,587 | $36.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | X | Indirect |
Footnotes
- On May 7, 2015, Freescale Holdings L.P. ("Holdings L.P.") exercised on a net basis the warrant (the "Warrant") held by it pursuant to the Warrant Agreement, dated as of December 1, 2006, between the Issuer and Holdings L.P. (the "Warrant Agreement"), resulting in an issuance of 843,155 Common Shares of the Issuer to Holdings L.P. Holdings L.P. paid the exercise price on a cashless basis, resulting in the withholding of 8,691,432 Common Shares of the Issuer to pay the exercise price and in an issuance of 843,155 Common Shares of the Issuer to Holdings L.P.
- The Reporting Persons may be deemed to be beneficial owners of these securities via entities that are directly or indirectly controlled by TC Group Cayman Investment Holdings Sub L.P. and which in the aggregate hold (1) 1,125,000 Class A limited partnership interests in Holdings L.P., the direct holder of the reported securities, and (2) interests in Freescale Holdings GP, Ltd., the general partner of Holdings L.P. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein, if any.
- Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P.
- On December 1, 2006, the Issuer issued and granted to Holdings L.P., pursuant to the Warrant Agreement, subject to customary anti-dilution adjustment pursuant to the terms of the Warrant and certain other adjustments as described therein, the right to purchase 9,534,587 shares of Common Shares of the Issuer, exercisable immediately.