Filing Details
- Accession Number:
- 0001040470-15-000038
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-05-11 17:47:55
- Reporting Period:
- 2015-05-05
- Filing Date:
- 2015-05-11
- Accepted Time:
- 2015-05-11 17:47:55
- Original Submission Date:
- 2015-05-06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1040470 | Aehr Test Systems | AEHR | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 942424084 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1243930 | N Carl Buck | C/O Aehr Test Systems 400 Kato Terrace Fremont CA 94539 | Vp Of Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-05-05 | 1,655 | $1.95 | 95,098 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-05-05 | 1,000 | $2.53 | 94,098 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-05-05 | 200 | $2.55 | 93,898 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-05-05 | 455 | $2.59 | 93,443 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-05-06 | 7,458 | $1.95 | 100,901 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-05-06 | 1,958 | $2.53 | 98,943 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-05-06 | 500 | $2.55 | 98,443 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-05-06 | 5,000 | $2.49 | 93,443 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2015-05-05 | 1,655 | $0.00 | 1,655 | $1.95 |
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2015-05-06 | 7,458 | $0.00 | 7,458 | $1.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,345 | 2010-07-29 | 2015-06-29 | No | 4 | M | Direct |
15,887 | 2010-07-29 | 2015-06-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,113 | Indirect | By Trust |
Footnotes
- This amendment is being filed as the form 4 filed on 5/6/15 incorrectly stated the number of options exercised by the reporting person on May 5, 2015 and May 6, 2015, the number of shares sold by the reporting person on May 5, 2015 and May 6, 2015, and the form of ownership of those shares.
- Shares held directly by the Carl Buck Living Trust for which the reporting person serves as Trustee.
- One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.