Filing Details
- Accession Number:
- 0001624048-15-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-11 08:07:02
- Reporting Period:
- 2015-05-07
- Filing Date:
- 2015-05-11
- Accepted Time:
- 2015-05-11 08:07:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1610950 | Inc Research Holdings Inc. | INCR | Services-Commercial Physical & Biological Research (8731) | 273403111 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1624048 | T. James Ogle | C/O Inc Research Holdings, Inc. 3201 Beechleaf Court, Suite 600 Raleigh NC 27604 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-05-07 | 38,972 | $8.45 | 275,658 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2015-05-07 | 19,354 | $32.33 | 256,304 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2015-05-07 | 19,618 | $29.68 | 236,686 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2015-05-07 | 8,842 | $10.57 | 245,528 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2015-05-07 | 2,891 | $32.33 | 242,637 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2015-05-07 | 5,951 | $29.68 | 236,686 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy Class A Common Stock) | Disposition | 2015-05-07 | 38,972 | $0.00 | 38,972 | $8.45 |
Class A Common Stock | Stock Option (Right to Buy Class A Common Stock) | Disposition | 2015-05-07 | 8,842 | $0.00 | 8,842 | $10.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
127,939 | 2020-09-28 | No | 4 | M | Direct | |
47,962 | 2023-01-01 | No | 4 | M | Direct |
Footnotes
- Pursuant to the INC Research Holdings, Inc. (the "Issuer") 2010 Equity Incentive Plan, this is the fair market value based on a 20-day average of the closing prices of the Issuer's common stock for purposes of cancellation of shares to pay the exercise price and withholding taxes.
- The price represents the public offering price of $31.00 per share of Common Stock, par value $0.01 per share (each, a "Share"), of the Issuer, less the underwriting discount of $1.32 per Share.
- Pursuant to the Issuer's 2010 Equity Incentive Plan, this is the fair market value based on a 20-day average of the closing prices of the Issuer's common stock for purposes of cancellation of shares to pay the exercise price and withholding taxes.
- This option is fully vested.
- The shares subject to this option vest yearly in three equal installments beginning on January 1, 2014, subject to continued service on the Issuer's Board of Directors.